Household Archaeology in Ancient Israel
and Beyond
Culture and History of the
Ancient Near East
Founding Editor
M.H.E. Weippert
Editor-in-Chief
homas Schneider
Editors
Eckart Frahm
W. Randall Garr
B. Halpern
heo P.J. van den Hout
Irene J. Winter
VOLUME 50
Household Archaeology in
Ancient Israel and Beyond
Edited by
Assaf Yasur-Landau, Jennie R. Ebeling and Laura B. Mazow
LEIDEN • BOSTON
2011
his book is printed on acid-free paper.
Library of Congress Cataloging-in-Publication Data
Household archaeology in Ancient Israel and beyond / edited by Assaf Yasur-Landau,
Jennie R. Ebeling, and Laura B. Mazow.
p. cm. — (Culture and history of the ancient Near East, ISSN 1566-2055 ; v. 50)
Papers from a session at the Annual Meeting of the American Schools of Oriental
Research held in Boston, Mass, Nov. 2008.
Includes bibliographical references (p. ) and index.
ISBN 978-90-04-20625-0 (hbk. : alk. paper) 1. Bronze age—Israel—Congresses.
2. Iron age—Israel—Congresses. 3. Israel—Antiquities—Congresses. 4. Social
archaeology—Israel—Congresses. 5. Households—Israel—History—To 1500—
Congresses. 6. Material culture—Israel—History—To 1500—Congresses.
7. Excavations (Archaelogy)—Israel—Congresses. I. Yasur-Landau, Assaf. II. Ebeling,
Jennie R. III. Mazow, Laura B. IV. American Schools of Oriental Research. Meeting
(2008 : Boston, Mass.) V. Title. VI. Series.
GN778.32.I75H68 2011
933—dc22
2011006136
ISSN 1566-2055
ISBN 978 90 04 20625 0
Copyright 2011 by Koninklijke Brill NV, Leiden, he Netherlands.
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Fees are subject to change.
CONTENTS
Acknowledgements ............................................................................
vii
Introduction: he Past and Present of Household
Archaeology in Israel ....................................................................
Assaf Yasur-Landau, Jennie R. Ebeling and Laura B. Mazow
1
Understanding Houses, Households, and the Levantine
Archaeological Record ..................................................................
James W. Hardin
9
Household Archaeology in Israel: Looking into the
Microscopic Record ......................................................................
Ruth Shahack-Gross
27
Applying On-Site Analysis of Faunal Assemblages from
Domestic Contexts: A Case Study from the Lower City
of Hazor ..........................................................................................
Nimrod Marom and Sharon Zuckerman
“he Kingdom Is His Brick Mould and the Dynasty Is His
Wall”: he Impact of Urbanization on Middle Bronze Age
Households in the Southern Levant ...........................................
Assaf Yasur-Landau
37
55
A Tale of Two Houses: he Role of Pottery in Reconstructing
Household Wealth and Composition ........................................
Nava Panitz-Cohen
85
Differentiating between Public and Residential Buildings:
A Case Study from Late Bronze Age II Tell esˢ-Sˢai/Gath ......
Itzhaq Shai, Aren M. Maeir, Yuval Gadot and Joe Uziel
107
Household Gleanings from Iron I Tel Dan ..................................
David Ilan
133
vi
contents
Houses and Households in Settlements along the
Yarkon River, Israel, during the Iron Age I: Society,
Economy, and Identity .................................................................
Yuval Gadot
Early Iron Age Domestic Material Culture in Philistia and an
Eastern Mediterranean Koiné ......................................................
David Ben-Shlomo
Household Archaeology in LHIIIC Tiryns ...................................
Philipp Stockhammer
he Archaeology of the Extended Family: A Household
Compound from Iron II Tell en-Nasˢbeh ..................................
Aaron J. Brody
155
183
207
237
Household Economies in the Kingdoms of Israel and Judah ....
Avraham Faust
255
Household Activities at Tel Beersheba ..........................................
Lily Singer-Avitz
275
he Empire in the House, the House in the Empire:
Toward a Household Archaeology Perspective on the
Assyrian Empire in the Levant ...................................................
Virginia Rimmer Herrmann
303
Cult Corners in the Aegean and the Levant .................................
Louise A. Hitchcock
321
Varieties of Religious Expression in the Domestic Setting ........
Beth Alpert Nakhai
347
A Problem of Deinition: “Cultic” and “Domestic” Contexts in
Philistia ............................................................................................
Michael D. Press
361
References ...........................................................................................
391
Index ....................................................................................................
447
ACKNOWLEDGEMENTS
We would like to thank the participants in the roundtable session
“Household Archaeology in Ancient Israel and Beyond” held at the
November 2008 Annual Meeting of the American Schools of Oriental
Research in Boston, Massachusetts, from which this volume stemmed,
as well as the individual contributors to this volume. heir enthusiasm
about the theme of household archaeology and diligent commitment
to the success of this project enabled it to come to fruition.
Inbal Samet copy edited the manuscript before it was sent to Brill
and Sivan Kedar assisted in unifying the bibliography for the volume.
Lauren Weingart of the University of Evansville assisted in compiling
the index. We are grateful for their ine work.
Funds toward the publication of the manuscript were provided by
the homas Harriot College of Arts and Sciences and the Department
of Anthropology, East Carolina University, and the research authority,
University of Haifa.
We warmly acknowledge the editorial support of the Cultures and
History of the Ancient Near East series, Brill, and especially Baruch
Halpern during the production of this volume. Many good ideas for
improvement were suggested by an anonymous reviewer. We, of
course, are responsible for all remaining mistakes and inaccuracies.
Editing this volume has been an exciting experience for us, and its
production process was made fast, simple, and a very positive experience by the expertise of the Brill staf, including Jennifer Pavelko and
Katelyn Chin.
During the two-and-a-half-year process of working on this volume
our families grew with the addition of four children! We would like to
thank our spouses and children for their patience and support during
this period.
AY-L, JRE and LBM
INTRODUCTION: THE PAST AND PRESENT OF HOUSEHOLD
ARCHAEOLOGY IN ISRAEL
Assaf Yasur-Landau, Jennie R. Ebeling and Laura B. Mazow
Households are the “most common social component of subsistence,
the smallest and most abundant activity group” (Wilk and Rathje 1982:
618). he household, along with its archaeological manifestation in
domestic assemblages, merits research in its own right not only because
it is the social group best represented in the archaeological record, but
also because its practices within the domestic sphere directly relate to
the economy, political organization, and social structure (Tringham
1991: 101). he domestic arena, inseparable from family and kinship,
is where socialization starts. Here, by participating in behavioral patterns and observing the behavior of others, one acquires some of the
most important elements of one’s identity, among them kinship and
language (Bourdieu 1990).
Despite the impressive number of well-excavated domestic contexts in Bronze and Iron Age levels at sites in Israel, studies relating
to household behavioral patterns, kinship groups, and manifestations
of status and gender within the house were uncommon in the archaeology of the 1980s and early 1990s (with the notable exceptions of
Stager 1985a; Geva 1989; Daviau 1993; and Singer-Avitz 1996). Several articles that are mostly descriptive catalogues appeared during
this time in edited volumes (e.g., Kempinski and Reich 1992). A signiicant departure from this is Holladay’s entry “House, Israelite” in
the Anchor Bible Dictionary, which used ethnoarchaeological data to
investigate demographics, activity areas, and socioeconomic aspects
of Iron II houses (1992). In the present volume, Hardin takes up the
task of reviewing the history of household archaeology in the southern
Levant in the 1980s and 1990s.
For the most part, the power of the text in “biblical archaeology”
dictated an extremely narrow set of research questions. he study of
household assemblages was one-dimensional and selective in scope,
ignoring aspects of gender, household production, and status in the
houses of the early Israelites and Philistines. Researchers instead
asked “macro” questions relating to group identity and ethnicity
2
assaf yasur-landau, jennie r. ebeling and laura b. mazow
(Yasur-Landau 2010). he most notable cases are the numerous studies devoted to the so-called four-room house and its role as an ethnic marker of ancient Israelites (e.g., Shiloh 1970; Fritz 1977; Herzog
1984; see Bunimovitz and Faust 2003a for further references) and the
debate over the interpretation of the absence of pig remains from Iron
I Israelite settlements as an indicator of an early taboo against pork
consumption (e.g., Dever 1995; Finkelstein 1996; Hesse and Wapnish
1997). Additionally, several studies published in the 1990s used material culture remains from domestic contexts to demonstrate distinct
ethnic boundaries between Israelites and Philistines and between
Canaanites and Philistines in the formative period of the Hebrew Bible
(e.g., Bunimovitz and Yasur-Landau 1996; Finkelstein 1996, 1997;
Killebrew 1998).
From the mid 1990s to more recently, new areas have been investigated in the archaeology of the Philistines that have gone beyond a
simple focus on ethnicity and into the realm of household archaeology; these include technological aspects of pottery production (e.g.,
Killebrew 1996, 1998; Ben-Shlomo 2006a), ancient foodways (e.g.,
Ben-Shlomo et al. 2008), and the study of aspects of gender in the
Philistine migration (e.g., Yasur-Landau 1999; Bunimovitz and YasurLandau 2002). he meticulous recording system of inds at Tel MiqneEkron has enabled Mazow (2005) to conduct the irst full quantitative
spatial analysis of multiple household assemblages in Philistia. here
is no doubt that the similarly detailed record of excavations at Ashkelon (Stager et al. 2008) will inspire similar studies. At the same time,
however, study of the early Israelites through household remains continued to be characterized by a strong component of ethnic studies
(Killebrew 2005; Faust 2006), while it also developed new approaches
to the archaeology of the family, including ideological aspects of the
four-room house (Bunimovitz and Faust 2003a), gender and household production (Meyers 2003a), household cult (Ackerman 2003),
and even narrative reconstructions of life among the Iron I highland
peasants (van der Toorn 2003; Ebeling 2010).
he renewed interest in household archaeology in recent years has
yielded a growing corpus of articles dealing with a wide range of topics, from spatial analyses of activity areas to family structure and kinship ideology (e.g., Faust 1999a, 2001; Schloen 2001; Bunimovitz and
Faust 2003a; Ebeling and Rowan 2004; Hardin 2004; and Gadot and
Yasur-Landau 2006, to name a few). In addition, a volume of Near
Eastern Archaeology (Herr 2003) was devoted to the theme “House
introduction
3
and Home in the Southern Levant,” presenting ive papers centering on houses from the Neolithic through the Byzantine period. One
can note, however, the continued focus on the four-room house (see
above) with two articles devoted to that subject (e.g., Faust and Bunimovitz 2003b; Clark 2003).
Despite the growing contributions to this developing ield, however, recent general publications on the archaeology of the Levant
(e.g., Richard 2003) have not included articles on houses or household
archaeology, revealing the lack of integration of these topics into larger
accessible treatments. To date, there has not been a single conference
dedicated to household archaeology in Israel and not a single edited
volume has appeared.
he present volume, which grew out of a successful round-table session on household archaeology in the Bronze and Iron Age Levant,
held at the 2008 Annual Meeting of the American Schools of Oriental
Research in Boston, Massachusetts, is therefore the irst volume to be
published on household archaeology in this region. he majority of the
seventeen papers included in this volume relect innovative points of
view on various aspects of theory and praxis of household archaeology
during the Bronze and Iron Ages (ca. 3000–586 bce) in the Levant and
surrounding regions (Anatolia and the Aegean). Many of the papers
show the great advantage of taking a holistic approach to the study of
household assemblages. Combining the study of architecture with a
spatial and functional analysis of artifacts and ecofacts oten results in a
more comprehensive reconstruction of the activities carried out in each
domestic unit. At the same time, the studies included in this volume
frequently employ explicit archaeological methodologies for the analysis of household remains that are inspired by theoretical advances in
world archaeology. he next step in household archaeology research in
Israel is presented here, with the use of tailor-made data collection strategies designed to answer questions posed by household archaeology.
Along with these innovations come challenges that are apparent in
the papers in this volume. he complexity of site formation processes,
for example, is not adequately addressed by some authors. In addition,
some authors shy away from using ethnicity or do so rather simplistically. Sometimes the data themselves make analyses a challenge, as in
cases where researchers have admirably attempted to reanalyze material excavated long ago. Challenges related to artifact collection and
curation simply do not permit the types of statistical analyses that are
possible using material from recent excavation projects.
4
assaf yasur-landau, jennie r. ebeling and laura b. mazow
he irst section of this book includes three papers that use very
diferent research methodologies. Hardin’s paper places the study of
household archaeology in the Levant within the very rich theoretical background of household archaeology practiced in world archaeology. He reviews the development of household archaeology in the
New World and in the Levant before turning to the archaeological and
other evidence available in the southern Levant—including texts and
ethnographic, ethnohistoric, and ethnoarchaeological data—to identify
households and reconstruct past domestic behavior. Hardin examines
the important contribution of Schloen (2001), which highlights the
various data sources available for household research in the Levant, as
a case study. He concludes his review on a positive note, suggesting
that household archaeology is beginning to impact the archaeology of
the Levant in much the same way that it impacted New World archaeology in recent decades.
While household archaeology studies can be conducted on any
excavation data, an emerging trend in the archaeology of the Southern
Levant is to excavate areas with speciic questions in mind relating to
household activities and using multidisciplinary approaches for data
retrieval.
Marom and Zuckerman’s work at Tel Hazor is an example of
such a project. In their paper, the authors describe the tailor-made
recovery procedure for zooarchaeological remains created for the
study of Area S, a domestic area within the lower city. In a climate
of “biblical archaeology,” in which archaeological theory, if used at
all, was most oten applied in hindsight, we cannot overestimate the
importance of this efort to present an explicit methodological framework for the retrieval of data relevant to the study of Bronze Age
households.
he advantages of multidisciplinary methodologies are clearly demonstrated in the paper by Shahack-Gross, who stresses the importance
of geoarchaeological, and especially micromorphological, approaches
to studying archaeological contexts. he case study of the Iron I monumental building from Tel Dor is an important cautionary tale, warning
against an intuitive interpretation of archaeological deposits. Deposits
irst interpreted as loors were reanalyzed using micromorphological
analyses and determined to be accumulations of dung on top of the
actual loor. A second case study complements the work of Gadot and
Yasur-Landau (2006) on the burned late Iron I house at Tel Megiddo,
a complex excavated with the clear intention of reconstructing the
introduction
5
lives of household groups. Shahack-Gross’s work also exposes intriguing details on trash disposal practices at the site that have added to the
understanding of activities practiced outside the house itself.
he second section of the book includes case studies in household
archaeology in the Middle and Late Bronze Ages and in the Iron Age.
Interest in Israelite and Philistine ethnicity, with its current focus on
the study of Iron I domestic contexts, has let Canaanite households
of the Middle and Late Bronze Ages largely ignored in recent research.
hree articles in this volume demonstrate how little we know about
the Canaanites and, at the same time, the great potential of household
archaeology to address fundamental questions about Canaanite society, including status diferentiation, gender relations, and intragroup
tensions.
Yasur-Landau’s work touches on the tense interactions between
domestic groups and the emerging rulership at the dawn of urbanization in the MB I, and the conlicts that resulted when areas in which
houses once stood were built over with fortiication walls and palaces.
At Tel Dan such conlicts may have led to political instability, while
at Tel Megiddo household groups resisted the restrictions imposed by
the construction of fortiications for generations. In the late MBI and
early MBII, several mechanisms were implemented for minimizing
conlicts; the most important among them was the massive enlargement of the areas of sites to allow natural growth of domestic areas as
well as sufficient space for monumental structures.
Panitz-Cohen’s paper clearly demonstrates the great value of wellexcavated contexts for the reconstruction of past behavioral patterns.
Her meticulous analysis of the pottery from two household assemblages at Tel Batash ofers important insights on questions of household
wealth, status, and composition during the era of Egyptian Eighteenth
Dynasty control over Canaan.
he contribution of Shai, Maeir, Gadot, and Uziel deals with the
important theme of identifying the purpose of architectural units, and
speciically diferentiating between private and public architecture
using a LBII structure from Tell es-Sˢai/Gath as a case study. Such differentiation is more easily made in the case of either a humble domestic structure or a palatial building, but is harder in less easily deined
cases, such as the “patrician houses” in Levantine archaeology. he
presentation of a systematic, multivariable analysis of this structure
and its contents provides a very useful tool for the study of such structures in the future.
6
assaf yasur-landau, jennie r. ebeling and laura b. mazow
he study of ancient Israelite and Philistine ethnicity, as noted
above, has led to the investigation of questions of domestic behavioral
patterns. Four papers in this volume show the further development of
this trend, relecting a focus on domestic activities not only as ethnic
markers but as a means of understanding past societies. hus, Ilan’s
chapter goes beyond the popular interest in identifying archaeological
evidence for the settlement of the tribe of Dan as described in Judges
18. Instead, Ilan carefully examines the architecture, tools, vessels, and
zooarchaeological inds to reconstruct an intriguing process of transformation from corporate group village organization to a town fabric
dominated by nuclear families.
he search for an explicit household methodology is evident also in
Gadot’s work on Iron I houses along the Yarkon River in four diferent
twelth–eleventh century bce communities: Aphek, ʚIzbet Sˢartah, Tell
Qasile, and Tel Gerisa. His list of variables developed for comparing
houses and their location within sites enables a richer understanding of settlement patterns in this region during the Iron I. he results
go far beyond demarcating ethnicity and reveal a marked variability
in rural settlement structures within the same small region in the
form of a village, a compound community, a town community, and a
farmstead.
While koiné is a term commonly associated with the spread of
artistic styles and related elite behavioral patterns, Ben-Shlomo’s study
argues for the existence of an eastern Mediterranean koiné of twelthcentury-bce Aegean domestic behavioral patterns. He argues that similar behavioral patterns seen in domestic activities, such as cooking
and serving food, and textile manufacture, and in cultic paraphernalia,
relect shared conceptions of house and household that were created
through multilateral transmissions (both east and west) of peoples
(immigrants) and ideas.
A complementary picture of Aegean households on the Greek mainland in the twelth century is presented by Stockhammer, who explores
the change in feasting activities between the Palatial and Post-Palatial
periods in the town of Tiryns. he feast in the Post-Palatial period is
characterized as an event in which the memory of the Palatial past is
narrated and manipulated, and an ethos of international contacts with
other parts of the Aegean is presented.
Four papers focus on Iron II houses in the Kingdoms of Judah,
Israel, Samʙal, and Gath. However, in contrast to past tendencies in
biblical archaeology, in these papers the house is presented as much
introduction
7
more than a mere locus in which ancient Israelite identity resided and
the biblical habitus was created and maintained.
Faust presents a compelling case for patterns of household economy in the Kingdoms of Israel and Judah. In the rural areas, extended
families were the common economic unit, and the lineage economy
mediated between the households and the royal economy. he situation in the towns was more complex: most families functioned as
nuclear families, directly interacting with the royal economy, while
the rich and upper classes were able to maintain their extended family
networks.
he great value found in the reinterpretation of existing excavation
data is shown in Brody’s meticulous spatial analysis of pottery and
other inds from the Iron II houses at Tell en-Nasˢbeh, biblical Mizpah.
Brody’s conclusion difers from Faust’s by arguing for the important
role of extended families and urban household compounds shared by
several nuclear families in this Iron II city.
Singer-Avitz’s article is the irst English-language presentation of
the author’s important work at Beersheba, which was one of the irst
studies to implement a spatial analysis of an Iron II domestic context.
In contrast to the situation of organic growth at Tell en-Nasˢbeh, Beersheba was a planned site. he predominant architecture of three- and
four-room houses, without compounds or clusters of buildings, suggests that most units on the site were occupied by nuclear families.
However, two structures located by the city gate (Buildings 1228 and
1229), which did not contain ovens, grinding stones or loom weights,
are interpreted as nondomestic units, perhaps guest houses or spaces
for official use.
he later part of the Iron Age was an era in which political pressure,
taxation, and conquest by the Assyrian and Babylonian Empires had
a profound impact on all strata of society in the Levant. Herrmann
puts forward an implicit methodological framework aimed at understanding the impact of empires on daily life through a study of continuity and change in the domestic economies and social organization
of domestic structures in an Assyrian imperial province, using a case
study of the Zincirli, ancient Samʙal, households.
he third part of this volume deals with the identiication of household cult and its role as an important domestic activity. Israelite
household cult is discussed by Nakhai in an article that exposes the
important role of domestic cult practices in two separate realms. In
the irst, subsistence and the domestic economy were attended to at
8
assaf yasur-landau, jennie r. ebeling and laura b. mazow
the household shrine, which was located in the home of the familial elders within the multiroom residential compound. In the second,
Nakhai discusses the importance of women’s cult practices, which
were primarily concerned with matters relating to reproduction. hese
rituals were conducted in almost every home using special religious
ephemera, and not limited to the shrines.
he role of the cult within Philistine households is examined by
Press, who puts forward various methodological difficulties in identifying household cults and diferentiating between popular and official
cultic practices. His two case studies—Tel Miqne-Ekron Room 16,
which was interpreted by the excavators as a cultic room, and Ashdod
Room 5032, which was interpreted as a domestic space even though it
yielded a major cultic ind (a complete “Ashdoda” igurine)—show the
interconnectedness between the domestic and the cultic, the official
and the private. he positivistic methodological approach presented
in this paper is innovative not only in its refusal to ofer a deinite
solution, but also in its articulation of the basic questions and deinitions. It thus creates a solid foundation for future contextual study of
igurines and other cultic objects in Philistia.
Hitchcock exposes lines of similarity and aspects of diference
between household cultic practices in the Aegean, Cyprus, and the
Levant in her study on the form and function of cult corners. According to the author, the use of the term “cult corners,” which derives
from the archaeology of the Levant, is also useful for the study of nondomestic cults in the Aegean and may facilitate further comparative
studies of religious practices in the Aegean and the Levant.
We hope that the diverse collection of papers in this volume provides much food for thought and inspires archaeologists working in
the southern Levant and beyond to develop research projects in the
area of household archaeology.
THE EMPIRE IN THE HOUSE, THE HOUSE IN THE EMPIRE:
TOWARD A HOUSEHOLD ARCHAEOLOGY PERSPECTIVE
ON THE ASSYRIAN EMPIRE IN THE LEVANT
Virginia Rimmer Herrmann
he expansion of the Neo-Assyrian Empire throughout a large part
of the Near Eastern world in the ninth to seventh centuries bce is
widely considered to have been a transformative epoch in the history
of the region, profoundly altering its political and cultural landscape
and ushering in an “Age of Empires.” he contrasting images of the
pax Assyriaca, providing stability and enabling exchange, and of the
destructions, deaths, and deportations vividly portrayed in Assyrian
royal inscriptions and in the Hebrew Bible both contribute to this picture of sweeping change. In the past few decades, studies of regional
settlement patterns in imperial provinces have succeeded in documenting the major demographic shits brought about by the Assyrian Empire, and the excavation of Assyrian period sites throughout
the region has increased dramatically. From the extant archaeological evidence, however, one would still be hard pressed to answer the
question of whether and in what ways incorporation into the Assyrian
Empire was transformative on the level of provincial subjects’ daily
social and economic lives, and whether such transformations were
imposed from above or emerged from below, despite the fact that this
is a crucial element of the prevailing macromodels of imperial rule.
Progress toward the resolution of this question will require the contextual and chronological detail ofered by household archaeology, as has
been demonstrated by several investigations of New World empires.
his paper thus advocates a new emphasis on the careful investigation and analysis of ordinary domestic structures in Assyrian imperial
provinces, aiming to identify changes and continuities in the domestic
economies and social organization of its subjects. Such a program of
household archaeology is planned for the new excavations of the University of Chicago at Samʙal (Zincirli Höyük), the capital of a small
Syro-Hittite Kingdom that became an Assyrian province in the late
eighth century bce.
304
virginia rimmer herrmann
The Nature of Assyrian Rule
One of the major issues in the study of ancient empires has long been
the question of the fundamental motivation for their expansion into
and consolidation of new territories. he “basic philosophical diferences” regarding this topic identiied by Robert McC. Adams at a late
1907s symposium on ancient empires (1979: 400) still persist today.
On the one hand, there is a basically materialist viewpoint, according to which the motivation of resource acquisition underlies all
imperial ideology and action, and imperialism is but one mechanism
of interregional economic exploitation. his perspective has been
articulated frequently as the core/center-periphery or world-systems
model (derived from Wallerstein 1974), which predicts simultaneous economic development of the core polity and underdevelopment
of peripheral areas (e.g., Ekholm and Friedman 1979; Smith 1995).
On the other side, are those who grant imperial ideology and social
structure primacy over the principle of economic maximization in
determining ancient imperial activities, and see economic transfers as
means to political ends, rather than ends in themselves (e.g., Kemp
1978, 1997; Finley 1978; Eisenstadt 1979; Schloen 2001). his viewpoint is skeptical of the notion of a systematic, long-term drain of
wealth from the periphery to the imperial center and points to the
oten hety debit side of the “imperial balance sheet” as evidence for
economically “irrational” behavior. he most systematic expression of
this more Weberian approach that emphasizes the culturally mediated
motivations of diferent types of social actors is, perhaps, the “patrimonial/bureaucratic” imperial typology of the sociologist Eisenstadt
(1979).1 Recently, core-periphery and world-systems models have also
been criticized from a post-colonial perspective for their centrist bias,
whereby all change is initiated by the empire and “all power and control emanat[e] from the imperial core,” denying imperial subjects any
agency to shape events (Sinopoli 2001: 465; cf. Webster 1996; Alcock
1997; Schreiber 2006).
1
Eisenstadt makes a fundamental distinction between “patrimonial kingdoms,”
which had “few symbolic and institutional diferences between the center and periphery,” and “Imperial” bureaucratic regimes, such as China or Byzantium, which were
characterized by “a high level of distinctiveness of the center” and a self-conscious
“Great Tradition” (1979: 22–25).
the empire in the house, the house in the empire
305
Along these lines, a few studies of the Neo-Assyrian Empire have
countered the notion of systematic economic “policies” toward imperial territories that is oten implied by proponents of the core-periphery
perspective, citing the inconsistency of Assyrian treatment of the economic base of diferent regions, and arguing that strategic and military
concerns provide a better explanation for this (Na’aman 2003; Master
2003). In this view, increases in trade and market activity are better
understood as responses to the new political stability and the opening
of new markets than to deliberate Assyrian eforts (Mazzoni 2000;
Na’aman 2003; Master 2003). Another perspective cites the “consensus to empire” of many individuals and groups across the Assyrian
realm (Lanfranchi 1997) and focuses on the socially integrative elements (in particular, an imperial elite identity, the Aramaic language,
and the imperial army) that held the empire together and transformed
its society (Lumsden 2001). In this view, new divisions were created
among people in the Assyrian Empire, but these were not between
center and periphery.
hese exceptions notwithstanding, the core-periphery viewpoint
has become almost the conventional wisdom in the literature on the
Neo-Assyrian Empire. he majority of scholars of the past few decades
attribute the expansion of the empire to a desire to control natural
resources and trade routes (e.g., Jankowska 1969; Oded 1974; Larsen
1979; Winter 1983; Grayson 1995). Gitin (1997) and Allen (1997), who
espouse world-systems theory, and Parker (2001), who invokes the
territorial-hegemonic model of empire,2 argue that their survey and
excavations at the periphery of the empire show that Assyrian imperial
authorities selectively transformed their territories so as to extract the
maximum revenues from them, and their work and conclusions are
widely cited by historians (e.g., Halpern 1991; Fales 2001; Finkelstein
and Silberman 2001; van de Mieroop 2003; Parpola 2003). In regions
where Assyrian control was indirect (client kingdoms), the pressure
to supply tribute to the Assyrian king is oten credited with spurring
widespread economic rationalizations, including the adoption of a
2
he territorial-hegemonic model was developed originally by Luttwak for the
Roman Empire (1976), but later developed and modiied by Hassig (1985) and D’Altroy
(1992) for the Aztec and Inca Empires, respectively. In the territorial-hegemonic
model, the intensity of imperial control in diferent parts of an empire varies along
a continuum from complete territorial control and annexation to political hegemony
and inluence, according to an imperial calculation of the economic and strategic beneits to be derived versus the costs of increased control (D’Altroy 1992: 19–20).
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market economy (Frankenstein 1979; Olivier 1994; Byrne 2003; Routledge 2004).
his trend in the study of the Assyrian Empire has had the salutary
efect of diverting attention away from the palaces and temples of the
imperial capitals and toward social and economic questions and the
study of the imperial periphery, but its conclusions deserve further
interrogation. hirty years ago, Adams issued a challenge to archaeologists to attempt to test the claim by advocates of the core-periphery
model of simultaneous economic development of the imperial center
and underdevelopment of the periphery for the Assyrian Empire in
particular. He suggested that archaeologists actively investigate the following questions:
[H]ow did demographic and economic trends in the Assyrian heartland compare or contrast with those in the conquered territories, and
what do those trends tell us of the aggregate lows of wealth from one
to another?…to what extent [was] the Assyrian economy and quality of
life[ ]transformed as a result of successive phases of external conquest?
(Adams 1979: 396–397)
he study of trends in the regional settlement patterns of the Assyrian Empire, one key to answering Adams’ questions, has progressed
a great deal since 1979 and has identiied real, and sometimes dramatic, demographic trends in its territories, at least some of which
can conidently be attributed to imperial actions. Regional surveys in
the extended “heartland” of Assyria (the Jezirah of northern Syria and
Iraq and the Upper Tigris River Valley in southeastern Turkey) show
a striking increase in the number and geographical spread of small
sites during the Late Iron Age (e.g., Bernbeck 1993; Wilkinson 1995;
Morandi Bonacossi 1996; Wilkinson and Barbanes 2000; Parker 2001).
his is surely in part to be attributed to the settlement of large numbers
of deportees from other parts of the empire in small farming villages in
these areas, oten interpreted as the creation of a breadbasket for Assyrian cities (e.g., Wilkinson 1995; Morandi Bonacossi 2000; Parker 2001;
Wilkinson et al. 2005). Without more intensive study of these small
settlements, however, there is not enough evidence to say whether or
not agricultural surpluses were being siphoned of in great quantities
to regional centers and imperial capitals, or whether heavy taxes and
corvée requirements led to impoverishment and a lower standard of
living for the inhabitants of these settlements. It has been argued that
at least some of this new settlement could have emerged organically
from the sedentarization of mobile populations and the dispersal of
the empire in the house, the house in the empire
307
the inhabitants of nucleated settlements due to the new peace brought
by the empire (Wilkinson and Barbanes 2000); the lack of a reined
pottery chronology for the Jezirah also adds uncertainty to the attribution of increases in settlement to Assyrian imperial policies.
he same problem in pottery chronology applies to the provinces
of the northern Levant (Lebanon, western Syria, and South-central
Turkey) (Akkermans and Schwartz 2003: 368), where regional surveys have generally shown increases in small settlements in the later
Iron Age, though this is less dramatic than in the Jezirah (reviewed
in Wilkinson et al. 2005). here is currently not enough evidence to
conirm the frequent assumption that this region was composed of
“provincial and impoverished backwaters” (Hawkins 1982: 425) in the
Neo-Assyrian period, as is oten assumed (e.g., Diakonof 1969: 29;
Winter 1983: 194; Grayson 1995: 967).3 In the very well-documented
southern Levant (Israel, Palestine, and Jordan), by contrast, there is
much evidence for the destructions and deportations that accompanied
Assyrian conquest, and for the demographic recovery and even lourishing of some areas under Assyrian rule, while other areas remained
relatively depopulated (Na’aman 1993). he settlement pattern in the
southern Levant has been attributed by some to the deliberate development by the Assyrians of economically productive areas for imperial proit and the abandonment of less productive areas (Gitin 1997;
Allen 1997), but it has been just as plausibly attributed to strategic and
military concerns in a volatile border region by others (Na’aman 2003;
Master 2003).
In order to engage fully the question of the impact of Assyrian imperial incorporation on subject populations, the broad brush of regional
survey must be complemented by investigations with the iner spatial
and diachronic resolution provided by the methodologies of household archaeology. Careful, contextual excavation or surface survey of
households, large and small, in diferent kinds of settlements across
the empire, can produce evidence for potential changes in prosperity among diferent social and ethnic groups, testing the frequent
assumption of the economic exploitation of peripheral populations.
3
Recent publications of excavations of Iron Age II–III sites in the northern Levant
demonstrate a variability in the fortunes of these settlements ater Assyrian incorporation similar to that found in the southern Levant, ranging from abandonment
(e.g., Tell ʚAcharneh, Cooper and Fortin 2004) or depopulation (e.g., Tell Mishrifeh,
Morandi Bonacossi 2009) to continuity (e.g., Tell Tuqan, Bai 2006, 2008) or lourishing (e.g., Tell Ais, Soldi 2009; Tille Höyük, Blaylock 2009).
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his kind of investigation can also identify the potential development
of economic rationalizations (such as specialization, intensiication
and market participation) and can provide evidence for the impetus
behind them, whether top-down (imperially sponsored) or bottom-up
(locally initiated).
While there has been a substantial increase in the last few decades
in the number of Neo-Assyrian period houses, large and small, excavated at provincial sites and even in the Assyrian capitals,4 analysis
at the level of the household has so far been largely lacking for the
Assyrian Empire, with a few exceptions, such as the investigation and
comparison of both lower- and higher-status houses (including microarchaeological analyses) at Ziyaret Tepe (Matney and Rainville 2005)
and the study of activity areas in an elite household at Tell Ahmar
(Jamieson 2000). Domestic areas at Neo-Assyrian period sites have
rarely been approached from the standpoint of identifying trends in
domestic economy and social organization accompanying imperial
incorporation, however.5
Household Archaeology and Empire
he study of empires may have a problem of scale, as the spatial extent
and quantity of data related to an empire become almost too large
for an individual to handle and the complexity of the phenomenon
becomes too great to be described adequately by general models and
typologies (Sinopoli 2001: 447–448), but it is now almost a commonplace that issues of societal or interregional scope must be approached
4
E.g., Nineveh (Lumsden 1991); Aššur (Miglus 2000, 2002); Ziyaret Tepe (Matney
et al. 2002, 2003, 2005, 2006); Tell Sheikh Hamad (Kühne 1989–1990, 1993–1994,
1994); Tell Ahmar (Bunnens 1999); Tille Höyük (Summers 1991; Blaylock 2009);
Lidar Höyük (Müller 1999); Tell Ais (Mazzoni 1987, 2008); Tell Kazel (Capet and
Gubel 2000); and Tel Miqne-Ekron (Gitin 1989).
5
An important exception is the comparison by Parker (2003) of the domestic
economy of excavated houses at the pre-Assyrian Early Iron Age settlement of Kenan
Tepe in the Upper Tigris River Valley with that of a partially excavated house at the
Assyrian imperial period “colonial” settlement of Boztepe in the same region. His
conclusion from the faunal data and evidence for metal and ceramic production was
that Assyrian imperial period households had more specialized economies than preimperial ones, due to Assyrian demands and imperial monopolization of the ceramic
and metal industries and the herding of sheep, goat, and cattle. he sample size of
the later site is quite small (Parker 2003: 539), however, so these conclusions must be
considered quite tentative.
the empire in the house, the house in the empire
309
archaeologically from multiple scales (e.g., Lightfoot et al. 1998; Stein
2002: 907), including the ine scale of the individual household and
the activities that take place within it. here is a growing recognition,
too, that the daily practices carried out in households can be the site
of the most fundamental efects of profound political transformations,
such as incorporation into a transregional empire, as well as the locus
of response to these changes (Lightfoot et al. 1998; Wattenmaker
1998; Hastorf and D’Altroy 2001; Rainville 2005; Sinopoli 2001: 448;
Stein 2002).
he mélange of imposition and opportunity, violence, and stability
that accompanies incorporation into an empire inevitably alters the
spectrum of choices available to its subjects in the mundane routines
of household life. Changes in political economy have the potential to
modify the material and labor demands on subject households, access
to resources, and household task scheduling, while shits in the political center can lead to new expressions of status and identity, and the
institutions and enlarged borders of an empire can open new social and
economic doors for some, while closing them of for others (Sinopoli
1994, 2001). Changing patterns in the debris of these household activities and in the structure and integration of houses can inform us about
the impact of imperial incorporation on household production and
consumption, economic and social relations between households, and
the division of labor and allocation of status within the household.
his evidence of the constraints and opportunities presented by an
empire to subject households in turn provides a window into how that
empire works, the goals of its leaders, the extent to which its propagandistic and ideological claims are enacted on the ground, and how
much it involves itself in local afairs. At the same time, the local scale
of household archaeology, allowing a focus on the context of actions
and intrasocietal diversity, can redress the top-down biases of macromodels of empire by making space for the agency of imperial subjects
and their potential to respond to changing conditions in varied ways.
In recent years, several studies of households in New World empires
have illustrated the potential of a household archaeology approach to
produce evidence of the real consequences of these empires for the
daily lives of their subjects, and provide a new understanding of the
empires themselves. Brumiel’s intensive surface surveys of several
sites in Mexico under Aztec hegemony have found evidence of intensiication and specialization in women’s household crat and food
production in certain regions, which she attributes both to increased
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tribute demands and increased market participation (1991). She has
also noted changes in the labor intensity of food preparation and in
the foods consumed, as more portable foods were necessary for laborers working far from home on state projects (1991), and a decline in
the status displays of local elites through decorated serving vessels, as
local competition waned with imperial centralization of power (1987).
he excavations and surface surveys of the Upper Mantaro Archaeological Research Project in Peru have produced studies of changes and
continuities in the architecture, agropastoral production, diet, crat
production and consumption, technology, and elite-commoner relations of households in a region that fell under the Inca Empire, with
results that oten contradicted the investigators’ expectations and produced new insights into the nature, goals, and activities of that empire
(Costin et al. 1989; Hastorf and Johannessen 1993; D’Altroy and Hastorf 2001). At sites in the Spanish-American Empire, detailed contextual studies of households have shown how intermarriages between
Spanish men and Native American women created a creolized culture
relected in the mix of European and American material culture in
diferent spheres of household life, while in other cases the adoption
of European material culture followed class, rather than ethnic lines
(Deagan 1998, 2001). Studies such as these, combining detailed analyses of artifact and ecofact patterning on a small scale with a comparative approach that identiies trends at an imperial scale, show how it is
possible to approach fundamental questions about these early empires
that have too long remained unaddressed, but from an analytical level
that is appropriate to an agent-oriented perspective.
Household Archaeology on Assyria’s Northwestern Periphery
From its beginnings in 2006, a major goal of the new excavations at
Zincirli Höyük (ancient Samʙal) in southern Turkey by the Oriental
Institute of the University of Chicago (Schloen and Fink 2007, 2009a,
2009b, 2009c) has been the excavation of an extensive area of the
city’s lower town, which was let nearly untouched by the German
expeditions of more than a century ago (von Luschan et al. 1893; von
Luschan et al. 1898; von Luschan 1902; von Luschan and Jacoby 1911;
von Luschan and Andrae 1943; cf. Wartke 2005), with the intention
of exposing a substantial expanse of domestic architecture for the irst
time at this site (Fig. 1). he large lower town of this 40 ha site was
the empire in the house, the house in the empire
311
Figure 1. Plan of Iron Age remains at Samʙal (modern Zincirli Höyük) excavated by German archaeologists in the late nineteenth century (drawn by
Robert Koldewey in 1894; from von Luschan et al. 1898: Tafel XXIX). Dark
gray blocks represent the 2006–2008 excavation areas of the University of
Chicago Expedition.
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irst occupied during the earlier part of the Iron Age II, when the
city of Samʙal was the royal seat of YʙDY, a small Syro-Hittite Kingdom ruled by a West-Semitic-speaking dynasty. Although the citadel
mound continued to be occupied as the seat of the Assyrian provincial
governor ater the kingdom came under Assyrian direct rule sometime
in the late eighth century bce, the fate of the lower town during the
Assyrian period was unknown until the renewed investigations of the
University of Chicago at the site, which were fairly quickly able to
establish that the lower town continued to be inhabited under Assyrian rule in the seventh century and was never thereater reoccupied.
Consequently, the Assyrian period and earlier Iron Age II remains
of the lower town are easily accessible beneath the modern surface,
undisturbed by later occupation levels. his situation creates an excellent opportunity to investigate continuities and changes in domestic
life between pre-Assyrian and Assyrian period levels and in this way
to evaluate the it of contrasting macromodels of Assyrian rule to this
provincial city.
Any large-scale model of the way empires work is bound to be
lawed, defeated by the complexity and diversity of these polities.
Rather than abandon the attempt to understand broad historical processes, however, the contrasts between such models can be used as
a heuristic tool in the interpretation of human-scale data. In order
to bridge the inferential gap between these models of imperial scope
and archaeological investigations of a necessarily more limited scale,
though, it is necessary to tailor the research questions and methodologies of such a project very carefully. In order to assess the utility of the
two models or perspectives on Assyrian rule broadly deined above,
the core-periphery and its converse (called here the patrimonial model,
ater Eisenstadt 1979), by means of household archaeology, detailed
sets of predictions for the domestic economy and social structure of
provincial inhabitants that follow from the assumptions of each general model and can be expected to be detectable in the archaeological
record must irst be deined. hese testable predictions should also
incorporate what is known from the textual record of the economic
organization of the Assyrian Empire (Postgate 1974, 1979; Grayson
1995) and in this case of the kingdom of Samʙal or YʙDY (Sader 1987:
177–178). he archaeological evidence will inevitably be less clear cut
than we would like, but the creation of a heuristic framework such as
this can help us to interpret the various trends displayed by the debris
of domestic life in a potentially useful way.
the empire in the house, the house in the empire
313
Expectations of the Core-Periphery Model
he core-periphery model of empire posits an empire-wide, systematic rationalization of interference in imperial territories according
to a principle of economic maximization. his is presumed to have
worked to the beneit of the core population and to the detriment of
the peripheral population. he key expectations of this model for the
economy of the provinces are thus intensiication (of production of
crat and agricultural goods to meet heightened core demands), integration (greater individual and regional specialization, greater reliance
on rations or the market for subsistence, less household and neighborhood self-suiciency), and impoverishment (due to the increased
material and labor demands of the state, the competitive advantage of
Assyrian traders, and a decrease in access to productive resources) (cf.
Parker’s predictions for rural settlements in imperial provinces [2003:
553]; Matthews 2003: Table 5.1; Hastorf and D’Altroy 2001: 22–24, for
the Inca Empire).
According to this model, the economic production of the city of
Samʙal would be predicted to be targeted for development (cf. Gitin
1997: 83–84) by Assyrian administrators. Samʙal is strategically located
with respect to mineral and timber resources, which we know from
accounts of its tribute6 were highly valued by the Assyrians, and lies
in a fertile agricultural plain with plentiful pasture land. he agricultural and “industrial” production (of timber and metals in particular)
of the city would be expected to have been regionally specialized and
intensiied for export (in order to generate revenue) or to supply the
Assyrian army or garrison, while the countryside would have been
used as a breadbasket to support Assyrian elite and military endeavors.
he provincial government would hold a monopoly on metallurgy,
timber processing and export, and perhaps even ceramic production
and herding (Parker 2003: 553) and would strictly limit the access of
local inhabitants to valuable raw materials. Taxes in kind and in labor
on government agricultural, construction, and resource procurement
projects (as ilku service) would be harsh.
6
Received from Hayanu of YʙDY by Shalmaneser III in 857 bc: 10 talents of silver,
90 talents of copper, 30 talents of iron, 300 garments with multicolored fringe and
linen garments, 300 cattle, 3000 sheep, 200 cedar trunks, 2 homers of cedar resin, and
his daughter with her dowry. Annual tribute: 10 minas of silver, 100 cedar trunks,
and 1 homer of cedar resin (Sader 1987: 153–154).
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In the archaeological record of Zincirli/Samʙal, concomitant with
intensiication, specialization, and government monopoly, one would
expect to ind evidence for more concentrated, larger-scale (“factory”)
production and storage of agricultural and crat goods, such as grain,
metals, ceramics, textiles, hides, and timber, probably connected in
some way with Assyrian public buildings or with evidence for imperial control. At the same time, one might expect to see a sharp reduction in evidence for several types of small-scale crat production in
households and dispersed workshops compared with the pre-Assyrian
period. As urban inhabitants became more dependent on the state for
their subsistence, relying on rations (in the case of “commoners”) or
rural estates (in the case of elites), and less self-suicient, with reduced
access to productive resources, evidence for agricultural activities and
processing (in the form of grain storage vessels and installations, processing debris, and agricultural implements) in the household would
also decrease compared with the pre-Assyrian period.
he onerous labor and produce taxes imposed by the Assyrian administration would engender a general impoverishment of provincial inhabitants. his might be relected by a decrease in the size and quality of
domestic architecture, with a reduced use of timber in construction, as
access to this resource was restricted. he average diet might decline in
quality, as relected in botanical and faunal remains, with less variety of
plants and animals and particularly less, or poorer-quality meat, due to
government monopolies on herds and intensiication and specialization
in crop production. Vessels for cooking and serving might even change
to accommodate less time-consuming or more portable foods, as more
time was spent by household members away from the home performing state service (Brumiel 1991). Access to crat goods and status items
might also be limited, as is relected in the small inds associated with
commoner households. Assyria’s commercial interests would dictate
that evidence for trade connections in the form of imported artifacts
would narrow to a main line with the Assyrian heartland, rather than
relecting trade with Phoenicia, Egypt, Cyprus, or Anatolia.
Finally, one would expect that before Assyrian incorporation, the
residential areas of the city would have been organized into neighborhoods integrated by kinship and patronage networks, containing some
shared facilities and consisting of households of various sizes, including a number of extended families (Stone and Zimansky 1992; Schloen
2001). he interests of the Assyrian government in higher tax revenues
and labor eiciency (Hastorf and D’Altroy 2001: 23; Galil 2007: 347),
the empire in the house, the house in the empire
315
however, and the increased reliance of provincial inhabitants on
the state, rather than on their traditional networks, for subsistence,
would predict a reorganization of these neighborhoods into smaller,
nuclear-family households (relected in house size and installations)
without obvious spatial or economic interconnection. In some parts
of the city, though, one would expect a replacement of earlier neighborhoods by the large houses in imperial Assyrian style of Assyrian
oicials, compensated for their oice and rewarded for their loyalty by
large provincial landholdings and clustering in the provincial capital
(Postgate 1979: 216).
Expectations of the Patrimonial Model
If we instead adopt a perspective that takes seriously the ideological
statements of the Assyrian kings, we should not necessarily expect to
see a geographically dichotomous drain of material beneits from the
peripheral provinces to the core provinces, but rather that diferent
social groups beneited or sufered across the empire. For, ater the
depredations of conquest, every newly incorporated province was on
equal symbolic footing as part of the “Land of Assur” (as opposed
to the client states, which constituted the “yoke of Assur”) (Postgate
1992), regardless of its proximity to the Assyrian core or the ethnicity
of its inhabitants. It certainly “paid” to be on the side of the king of
Assyria, but there were individuals and groups across the empire who
took advantage of the opportunities for advancement presented by the
imperial administration and army, sometimes at the expense of the
king’s rivals in Assyria (Lanfranchi 1997; Lumsden 2001).
In Eisenstadt’s model of “patrimonial” versus “bureaucratic” empires,
the expansion of a patrimonial empire such as Assyria would be accompanied by relatively little deliberate restructuring of its peripheral
territories. Patrimonial kingdoms would intrude on “local . . . communities mainly in the form of administration of law, attempts to maintain peace, exaction of taxation and the maintenance of some cultural
and/or religious links to the center” (Eisenstadt 1979: 23), and “insofar
as the rulers of these regimes engaged in more active economic policies…these were irst…mostly of expansive character—i.e., aiming at
expansion of control of large territories, rather than intrinsic ones—
i.e., characterized by intensive exploitation of a ixed resource basis”
(Eisenstadt 1979: 24).
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According to this perspective, then, we should expect to ind only a
fairly supericial, rather than thoroughgoing, restructuring of the provincial capital Samʙal, concentrated mainly in the citadel, in contrast
to the intensive, calculated exploitation expected by the core-periphery
model. he inhabitants of the province would now be subject to the
authority, as well as the protection of the Assyrian king, and we
should ind Assyrian expropriations no more punitive or innovative
in this peripheral province than they were in the imperial heartland.
he expectation of the patrimonial model for Samʙal is thus one of
fundamental continuity in household economic practices and social
structure.
Such social and economic continuity should be relected in a higher
degree of continuity in the archaeological record of the site between
the pre-Assyrian and Assyrian provincial periods, particularly in the
urban plan and the location and scale of the evidence for productive
activities. Most crat production would still take the form of household cottage industry or small workshops, even when performed part
of the time at the behest of the administration or the army, and most
households would still be self-suicient in agricultural production.
Access to natural resources would have remained a mixture of state
controlled and private or communal, though through the greater labor
power that it was able to command and the reduction in hostilities
between neighboring regions, the empire might have opened up new
natural resources and lands for imperial exploitation (Costin 1998b;
Wilkinson et al. 2005). hough there must have been occasional
extraordinary musters of labor and goods for the activities of the
army, general levels of taxation in produce and labor would not have
drastically increased from their pre-Assyrian levels in the kingdom of
Samʙal. One would not, therefore, expect to ind evidence for a general impoverishment of the non-Assyrian population, as relected in
the evidence for diet, domestic architecture, and consumption of crat
and trade goods, though the fortunes of individual households might
have gone up or down, depending on their place in the new political
order. Trade in general would have been encouraged as a source of
imperial revenue (from gate, harbor, and ferry tarifs), without favoring ethnically Assyrian merchants or products from Assyria (Radner
1999). Kinship and neighborhood networks would still be evident in
residential patterns, and we might even see the formation of larger
households as an attempt to lessen tax and labor duties (Hastorf and
D’Altroy 2001: 23).
the empire in the house, the house in the empire
317
Two contrasting aspects of the nature of empires, however, would
ensure that this basic continuity was not total. First, the devastations
and deportations that the Assyrians carried out in many parts of the
empire would have had a long-term impact in some areas, as their
economic and demographic base was severely damaged. At a site
that was destroyed and rebuilt and whose population was deported
and replaced with other deportees, we would expect certain changes
in domestic economies and neighborhood structure, as the newcomers would be more reliant on the state for their livelihood. We know
nothing of the circumstances of Samʙal’s transition from the status of
client kingdom to Assyrian province, but it seems to have occurred
peacefully sometime in the 720s bce (Landsberger 1948: 77; Hawkins
1982: 415–416), as there is no textual or archaeological evidence for
the destruction of the site or the deportation of its inhabitants. he
lack of a destruction layer ushering in Assyrian direct rule at Zincirli
and the level of preservation and clear chronological horizon it would
provide have the disadvantage of making chronological and functional
interpretations more challenging at this site. his is also, in a way, an
advantage for an investigation of economic and social transformations
caused by Assyrian administration, however, because it removes the
factors of drastic disruptions, such as destructions and deportations,
as possible sources for any changes that are evident and allows us to
focus on the impact of Assyrian policies and attitudes instead.
Following the violence of conquest, incorporation into the Assyrian
Empire brought an imposed peace with neighboring regions and internal stability that may have fostered economic prosperity, and presented
new opportunities for production and trade (Eisenstadt 1979; Mazzoni
2000; Naʙaman 2003). According to the inscriptions of its rulers, the
kingdom of Samʙal/YʚDY had been plagued with internecine violence
during the early eighth century bce that had a disruptive and negative
efect on the local economy. he inscriptions of the two last known
rulers of Samʙal, Panamuwa II and Bar-Rakib, loyal Assyrian vassals
appointed by Tiglath-Pileser III, boast of prosperity restored to Samʙal
during their reigns (Tropper 1993). We do not know if this prosperity
was general or restricted to followers of these kings, but it may have
persisted for many years ater the apparently seamless transition to
Assyrian direct rule. Furthermore, by increasing interactions among
strangers (Bloch and Parry 1989), some of the efects of political uniication under the Assyrian Empire, such as an increase in trade and
communications created by stability and the opening of new markets,
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the reshuling of landholdings, and the disruption of traditional local
aristocracies, could have had the unintended consequence of creating
the conditions for a greater degree of diferentiation and depersonalization in economic and social life (Eisenstadt 1979: 26–27).
For this reason, one might expect to ind certain changes in the
households of Zincirli that do not imply imperial sponsorship, but
are instead indicative of “bottom-up” processes of change (initiated
by imperial subjects in response to changed conditions) that could
include a measure of economic rationalization. An increase in interregional trade contacts with the expansion of economic networks and
the opening of new trade routes and opportunities in a context of
regional stability might be relected in an increase in imported items
and external stylistic inluence from numerous sources within and
without the empire, not only Assyria. With new markets and opportunities, we might also see an increase in economic specialization at
a decentralized, dispersed household level, relected both in changes in
the evidence for crat and agricultural production in the household,
and in an increase in the standardization of crats not highly valued
by imperial authorities, such as commonware ceramics, igurines, and
amulets (Sinopoli and Morrison 1995; Lehmann 1998). hough these
increases in specialization and economic integration are supericially
similar to the predictions of the core-periphery model, the locations
and types of materials in which these changes would appear would
clearly distinguish them from state-sponsored initiatives.
Conclusion
he contrasts between the expectations of these two models of the
Assyrian Empire for the fate of the inhabitants of the province of
Samʙal may be somewhat overdrawn here for heuristic purposes, and
the archaeological data will surely ofer ambiguities, but looking at
the domestic remains of Zincirli’s lower town with these alternatives
in mind can be a useful way of approaching the transition from preimperial to imperial rule at this site.
In the new excavations at Zincirli by the University of Chicago, an
area of 400 m2 that included domestic remains was excavated just inside
the southern city gate (Area 4) in 2007, and in 2008, a 450 m2 area in
the northern lower town (Area 5) was selected for excavation based
on the indications from a magnetometry survey of the lower town that
the empire in the house, the house in the empire
319
the area would span several smaller buildings (assumed to be small
houses) and part of one larger building (assumed to be a larger, courtyard-centered house). he Area 5 buildings do seem to be domestic in
nature, containing domestic items such as grindstones, spindle whorls,
and loom weights, as well as installations such as ovens and mortars,
and are stratiied in two to three subphases from the seventh century
back at least to the early eighth century bce. One of the buildings
housed the mortuary cult of a royal oicial named KTMW during the
mid- to late eighth century bce, as evidenced by the inscribed mortuary stele recovered there in situ, though it later changed function when
the mortuary cult ceased (Struble and Herrmann 2009). here is a high
degree of architectural continuity between the phases of Area 5 across
the transition to Assyrian direct rule, but the analysis of activity areas
in order to identify trends in the domestic economy is still ongoing.
Area 5 will be doubled in size in 2009 and further expanded in future
seasons in order to obtain a large data set and seek evidence of variability between households as well as over time. Future publications
will detail the results of this long-term project.
In addition to standard excavation practices, a program of sampling
for microartifact analysis and soil chemistry analysis (by means of ICPAES) of living surfaces and installations in the lower-town excavation
areas was initiated in the 2008 season. hese kinds of microanalyses are
becoming increasingly important in archaeological studies of households and can provide evidence for the presence, location, and intensity of diferent kinds of crat and food production, as well as traic
patterns and cleaning habits, supplementing inferences drawn from
architecture, installations and (macro)artifacts (Sherwood et al. 1995;
Middleton and Price 1996; Wells 2004; Rainville 2005; Özbal 2006;
Barba 2007). Densities of microscopic materials indicative of diferent
kinds of activities can then be compared between diferent phases and
rebuildings of the lower-town architecture in order to identify changes
and continuities in household practices.
Ideally, the application of this approach to the new excavations at
Zincirli will provide an example of the potential of household archaeology for the study of broader issues in the Neo-Assyrian Empire. If
this kind of investigation is adopted more widely, the results of this
project will eventually be able to be compared with those from sites in
diferent parts of the empire, from the Assyrian heartland to its provinces in the Jezirah, the southern Levant, southeastern Anatolia, and
Babylonia, enabling an exploration of the extent to which inhabitants
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of the core and the periphery had diferent experiences of the empire
and how local histories and conditions might have afected these
experiences.
he methods and questions of household archaeology can play an
important role in the efort to better understand one of the key issues
in the study of the Assyrian Empire and ancient empires in general.
Adams’ “basic philosophical diferences” must be put into concrete
terms that can be tested, for the implications of these diferences would
certainly have had tangible consequences for ordinary households. A
focus on households in imperial transition can also help redress the
top-down disposition of much work on the Assyrian Empire by providing an agent-oriented perspective of the empire “from below.”