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Spinoza's Ethics, Part 1
Page 1
Copyright © Jonathan Bennett
[Brackets] enclose editorial explanations. Small ·dots· enclose material that has been added, but can be read as
though it were part of the original text. Occasional bullets, and also indenting of passages that are not quotations,
are meant as aids to grasping the structure of a sentence or a thought. Every four-point ellipsis . . . . indicates the
omission of a brief passage that seems to present more difficulty than it is worth.
This version contains some awkward repetitions of the word ‘God’. They could be avoided through the use
of pronouns, but they present us with an unattractive choice. Using ‘he’, ‘him’, ‘his’ etc. of God invites the reader,
over and over again, to think of God as a person; while using ‘it’, ‘itself’ etc. pokes the reader in the ribs, over and
over again, with reminders that God is not a person. The former choice misrepresents Spinoza’s doctrine (his other
name for God is ‘Nature’), while the latter misrepresents his style. Writing in Latin, which lacks the distinction
between personal and impersonal pronouns, he didn’t have this problem.
First launched: July 2004
Amended: April 2007
* * * * *
Ethics Demonstrated in Geometrical Order
By Benedict Spinoza
Part I: God
Definitions
D1: In calling something ‘cause of itself’ I mean that its essence involves existence, i.e. that its
nature can’t be conceived except as existing.
D2: A thing is said to be ‘finite in its own kind’ if it can be limited by something else of the same
nature.
For example, every body counts as ‘finite in its own kind’ because we can always conceive
another body that is even bigger. And a thought can be limited by - ·i.e. can count as finite
because of· - another thought ·that somehow exceeds it·. But a body can’t be limited by a thought
or a thought by a body.
D3: By ‘substance’ I understand: what is in itself and is conceived through itself, i.e. that whose
concept doesn’t have to be formed out of the concept of something else.
D4: By ‘attribute’ I understand: what the intellect perceives of a substance as constituting its
essence.
D5: By ‘mode’ I understand: a state of a substance, i.e. something that exists in and is conceived
through something else.
D6: By ‘God’ I understand: a thing that is absolutely infinite, i.e. a substance consisting of an
infinity of attributes, each of which expresses an eternal and infinite essence.
I say ‘absolutely infinite’ in contrast to ‘infinite in its own kind’. If something is infinite
only in its own kind, there can be attributes that it doesn’t have; but if something is absolutely
infinite its essence ·or nature· contains every positive way in which a thing can exist - ·which
means that it has all possible attributes·.
D7: A thing is called ‘free’ if its own nature - with no input from anything else - makes it
necessary for it to exist and causes it to act as it does. We say that a thing is ‘compelled’ if
something other than itself makes it exist and causes it to act in this or that specific way.
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D8: By ‘eternity’ I understand: existence itself when conceived to follow necessarily from the
definition of the eternal thing.
A thing is eternal only if it is absolutely (logically) necessary that the thing exists; for
something to be eternal it isn’t merely a matter of its existing at all times - it must necessarily
exist.
Axioms
A1: Whatever exists is either in itself or in something else. ·As we have already seen, a substance
is in itself, a mode is in something else·.
A2: What can’t be conceived through something else must be conceived through itself.
A3: From a given determinate cause the effect follows necessarily; and, conversely, if there is no
determinate cause no effect can follow.
A4: Knowledge of an effect depends on, and involves, knowledge of its cause.
A5: If two things have nothing in common, they can’t be understood through one another - i.e.
the concept of one doesn’t involve the concept of the other.
A6: A true idea must agree with its object.
A7: If a thing can be conceived as not existing then its essence doesn’t involve existence.
1: A substance is prior in nature to its states.
This is evident from D3 and D5.
2: Two substances having different attributes have nothing in common with one another.
This also evident from D3. For each ·substance· must be in itself and be conceived through
itself, which is to say that the concept of the one doesn’t involve the concept of the other.
3: If things have nothing in common with one another, one of them can’t be the cause of
the other.
If they have nothing in common with one another, then (by A5) they can’t be understood
through one another, and so (by A4) one can’t be the cause of the other.
4: Two or more things are made distinct from one another either by a difference in their
attributes or by a difference in their states.
Whatever exists is either in itself or in something else (by A1), which is to say (by D3 and
D5) that outside the intellect there is nothing except substances and their states. So there
is nothing outside the intellect through which things can be distinguished from one another
except substances (which is to say (by D4) their attributes) and their states.
5: In Nature there cannot be two or more substances having the same nature or attribute.
If there were two or more distinct substances, they would have to be distinguished from one
another by a difference either in their attributes or in their states (by 4). If they are
distinguished only by a difference in their attributes, then any given attribute can be
possessed by only one of them. Suppose, then, that they are distinguished by a difference in
their states. But a substance is prior in nature to its states (by 1), so we can set the states
aside and consider the substance in itself; and then there is nothing left through which one
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substance can be conceived as distinguished from another, which by 4 amounts to saying
that we don’t have two or more substances ·with a single attribute·, but only one.
6: One substance can’t be produced by another substance.
In Nature there can’t be two substances that share an attribute (by 5), that is (by 2), there
can’t be two substances that have something in common with each other. Therefore (by 3)
one substance can’t be the cause of another, or be caused by it.
Corollary: A substance can’t be produced by anything else.
In Nature there are only substances and their states (as is evident from A1, D3, and D5).
But a substance can’t be produced by a·nother· substance (by 6). Therefore, a substance
can’t be produced by anything else at all.
This corollary is demonstrated even more easily from the absurdity of its
contradictory. If a substance could be produced by something else, the knowledge of it
would have to depend on the knowledge of its cause (by 4). And so (by D3) it wouldn’t be
a substance.
7: It pertains to the nature of a substance to exist.
A substance can’t be produced by anything else (by the corollary to 6), so it must be its own
cause; and that, by D1, is to say that its essence necessarily involves existence, or that it
pertains to its nature to exist.
8: Every substance is necessarily infinite.
[The difficult demonstration of 8 has this at its core: if x is finite then it is limited by
something of the same kind as itself, i.e. something that shares an attribute with it; but no
substance shares an attribute with any other substance, so no substance can be limited in this
way, so every substance is infinite.]
First note on 7 and 8: Since finiteness is partly negative, while being infinite is an unqualifiedly
·positive· affirmation of the existence of some nature, it follows from 7 alone that every substance
must be infinite; for in calling a substance ‘finite’ we partly, because of the negative element in
finiteness, deny existence to its nature, and according to 7 that is absurd.
Second note on 7 and 8: I’m sure that the proof of 7 will be found difficult to grasp by people
who judge things confusedly and haven’t been accustomed to understanding things through their
first causes. Such people don’t distinguish the qualities of substances from the substances
themselves, and they don’t know how things are produced. This brings it about that they
fictitiously ascribe to substances the ·sort of· beginning that they see natural things to have; for
those who don’t know the true causes of things confuse everything, and have no difficulty
supposing that both trees and men speak, that men are formed both from stones and from seed,
and that anything can be changed into anything else! So, also, those who confuse the divine nature
with human nature easily ascribe human character-traits to God, particularly when they are also
ignorant of how those traits are produced in the ·human· mind.
But if men would attend to the nature of substance, they would have no doubt of the truth
of 7. Indeed, this proposition would be an axiom for everyone . . . . For by ‘substance’ they would
understand what is in itself and is conceived through itself, i.e. that the knowledge of which
doesn’t require the knowledge of anything else; and by ‘quality’ they would understand what is
in something else, something the concept of which is formed from the concept of the thing in
which it is.
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[Spinoza then has an extremely difficult paragraph, omitted here. Its premises are that
substances exist and are conceived through themselves, and that qualities or states exist and are
conceived through something else. From these Spinoza seems to infer that we can have legitimate
thoughts of states or qualities that ‘don’t actually exist’, presumably meaning that nothing actually
has them, whereas we can’t have the thought of a substance that doesn’t exist ‘outside the
intellect’.]
Hence, if someone said that he had a clear and distinct (i.e. true) idea of a substance, and
nevertheless wondered whether such a substance existed, that would amount to saying that he had
a true idea and wondered whether it was false. (You’ll see that this is right if you think about it.)
Or if someone says that a substance has been created, he is saying that a false idea has become
true! Of course nothing more absurd can be conceived. So it must be admitted that the existence
of a substance is an eternal truth, just as its essence is.
This lets us infer in another way that there can’t be two substances that have the same
nature - I think the inference is worth presenting ·in the remainder of this Note·. Four needed
preliminaries to the argument:
1.
The true definition of each thing neither involves nor expresses anything except the
nature of the thing defined.
From which it follows that
2.
No definition involves or expresses any certain number of individuals,
since a definition expresses only the nature of the thing defined. For example, the definition of
triangle expresses only the simple nature of the triangle, not any particular number of triangles. It
should also be noted that
3.
There must be, for each existing thing, a certain cause for its existing.
Finally, it should be noted that
4.
The cause on account of which a thing exists must either be contained in the very nature
and definition of the existing thing (which means that it pertains to the nature of the thing to
exist) or be outside it.
From these propositions it follows that if in Nature a certain number of individuals exists, there
must be a cause why just those individuals exist and not more or fewer.
For example, if twenty men exist in Nature - and for clarity’s sake let’s assume that they
are the first men to exist and that they all exist at the same time - how are we to explain this? To
show why there are exactly twenty men, no more and no fewer, it doesn’t suffice to show the
cause of human nature in general. For (by
3
) there must be a cause why each particular man exists.
But this cause (by
2
and
3
) can’t be contained in human nature itself, since the true definition of
man doesn’t involve the number twenty. So (by
4
) the cause why these twenty men exist - and
thus why each of them exists - must lie outside each of them.
From that it follows that if something has a nature such that there can be many individuals
·of that nature·, there must be an external cause of its existing. Now, since it pertains to the nature
of a substance to exist (already shown in this note), its definition must involve necessary
existence, and so its existence must be inferred from its definition alone. But, as we have shown in
2
and
3
, the existence of a number of substances can’t follow from a definition. So it follows from
this that there can exist only one substance having a given nature.
9: The more reality or being each thing has, the more attributes belong to it.
This is evident from D4.
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10: Each attribute of a substance must be conceived through itself.
An attribute is what the intellect perceives concerning a substance, as constituting its
essence (by D4); so (by D3) it must be conceived through itself.
Note on 10: From these propositions it is evident that although two attributes can be conceived
to be really distinct (each conceived without the aid of the other), we still can’t infer from that
that they constitute - ·i.e. constitute the natures of, i.e. are possessed by· - two different
substances. . . . It is far from absurd to ascribe many attributes to one substance. Indeed, nothing
in Nature is clearer than that each thing must be conceived under some attribute, and the more
reality a thing has the more attributes it has - attributes that express necessity, or eternity and
infinity. So it is utterly clear that an absolutely infinite thing must be defined (as in D6) as a thing
that consists of infinite attributes, each of which expresses a certain eternal and infinite essence.
If you want to know how we can tell when there are many substances, read on: in the
following propositions I shall show that in Nature there exists only one substance, which is
absolutely infinite. So there is nothing to ‘tell’.
11: God, or a substance consisting of infinite attributes each of which expresses eternal and
infinite essence, necessarily exists.
If God didn’t exist, then (by A7) God’s essence would not involve existence; and (by 7) that
is absurd. Therefore God necessarily exists.
A second proof: For each thing there must be assigned a cause or reason for its
existence (if it exists) and for its nonexistence (if it doesn’t). . . . This reason or cause must
be either contained in, or lie outside of, the nature of the thing. For example, the very nature
of a square circle indicates the reason why it doesn’t exist, namely because it involves a
contradiction; and the very nature of a substance explains why it does exist, because that
nature involves existence (see 7). But the reason why [
changing Spinoza’s example]
a coin
exists, or why it doesn’t exist, does not follow from its nature but from the order of the
whole of the physical world. For from this ·order· it must follow either that the coin
necessarily exists now or that it is impossible for it to exist now.
These things are self-evident. From them it follows that a thing necessarily exists if
there is no reason or cause that prevents it from existing. So if there is no reason or cause
that prevents God from existing or takes God’s existence away, it certainly follows that
God necessarily exists.
But if there were such a reason or cause, it would have to be either in God’s very
nature or outside it and in another substance of a different nature. It couldn’t be in a
substance of the same nature as God’s, for the supposition that there is such a substance is,
itself, the supposition that God exists. So it would have to be a substance of a nature
different from God’s; but such a substance would have nothing in common with God (by 2)
and so could neither give existence to God nor take it away. So a reason or cause that takes
away God’s existence couldn’t lie outside the divine nature.
It would, then, have to be in God’s nature itself. That would mean that God’s nature
involved a contradiction, ·like the square circle·. But it is absurd to affirm this of a thing that
is absolutely infinite and supremely perfect. (·That is because a contradiction must involve
something of the form ‘P and not-P - a ‘square circle’ would be something that was ‘square
and not square’ because ‘not square is contained in the meaning of ‘circle’ - and a thing
that is infinite and perfect is one whose nature involves nothing negative, so nothing of the
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contradictory form·.) So there is no cause or reason - either in God or outside God - that
takes God’s existence away. Therefore God necessarily exists.
A third proof [
slightly expanded from Spinoza’s very compact statement of it]
: To be unable
to exist is to lack power, and conversely to be able to exist is to have power (this is self-
evident). Now, suppose that God doesn’t exist but some finite things do exist necessarily. In
that case, these finite things are more powerful than an absolutely infinite thing (because
they can exist and the absolutely infinite thing can’t). But this is self-evidently absurd. So
either nothing exists or an absolutely infinite thing also exists. But we exist, either in
ourselves as substances that necessarily exist or as qualities of something else that
necessarily exists (see A1 and 7). Therefore an absolutely infinite thing - that is (by D6) God
- necessarily exists.
Note on the third proof of 11: In this last demonstration I wanted to show God’s existence a
posteriori (·bringing in the contingent fact that we exist·), so as to make the demonstration easier
to grasp - but not because God’s existence doesn’t follow a priori from the same premises. For
since being able to exist is power, it follows that the more reality belongs to the nature of a thing
the more powers it has, of itself, to exist. Therefore an absolutely infinite thing (God) has of itself
an absolutely infinite power of existing. For that reason, God exists absolutely.
Still, there may be many who won’t easily see the force of this proof because they have
been accustomed to think only about things that flow from external causes. And of those things
they see that the ones that quickly and easily come into existence also easily perish. And
conversely, they judge that complicated and intricately structured things are harder to produce,
i.e. that they don’t exist so easily. I might free them from these prejudices by looking into what
truth there is in the proposition that what quickly comes to be quickly perishes, and considering
whether all things are equally easy in respect to the whole of Nature (·I think they are·). But I
shan’t go into any of that. All I need here is to point out that I am here speaking not of things that
come into existence from external causes but only of substances, which (by 6) can’t be produced
by any external cause.
For things that come to exist from external causes - whether they have many parts or few -
owe all their perfection or reality to the power of the external cause; and therefore their existence
arises only from the perfection of their external cause and not from their own perfection. On the
other hand, whatever perfection a substance has is not due to any external cause; so its existence
must follow from its nature alone; so its existence is nothing but its essence.
So perfection doesn’t take away the existence of a thing, but on the contrary asserts it.
But imperfection takes it away. So there is nothing of whose existence we can be more certain
than we are of the existence of an absolutely infinite thing, i.e. a perfect thing, i.e. God. For since
God’s essence excludes all imperfection and involves absolute perfection, by that very fact it
removes every cause of doubting God’s existence and gives the greatest certainty concerning it. I
think this will be clear to you even if you are only moderately attentive!
12: No attribute of a substance can be truly conceived from which it follows that the
substance can be divided.
Suppose that a substance can be conceived as being divisible; then either its parts will also
have the nature of the substance or they won’t. If they do, then (by 8) each part will be
infinite, and (by 7) will be its own cause; and (by 5) each part will have to consist of a
different attribute. And so many substances can be formed from one, which is absurd (by 6).
Furthermore, the parts would have nothing in common with their whole (by 2), and the
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whole (by D4 and 10) could exist without its parts and be conceived without them; and no-
one can doubt that that is absurd.
But if on the other hand the parts do not retain the nature of substance, then
dividing the whole substance into equal parts would deprive it of the nature of substance,
meaning that it would cease to exist; and (by 7) that is absurd.
13: A substance that is absolutely infinite is indivisible.
If it were divisible, its parts would either retain the nature of an absolutely infinite substance
or they wouldn’t. If they did, then there would be a number of substances of the same
nature, which (by 5) is absurd. If they didn’t, then (as in 12) an absolutely infinite substance
could ·be divided into such parts and thereby· cease to exist, which (by 11) is also absurd.
Corollary: No substance is divisible, and thus no corporeal substance, insofar as it is a substance,
is divisible. [
This use of ‘insofar as’ is explained on page 9 below, just above the start of section V.]
Note on 12-13: That substance is indivisible can be understood more simply merely from this:
the nature of substance can’t be conceived other than as infinite, whereas ‘a part of a substance’
can only mean a finite substance, which (by 8) implies a plain contradiction.
14: God is the only substance that can exist or be conceived.
Since God is an absolutely infinite thing, of whom no attribute expressing an essence of
substance can be denied (by 6), and God necessarily exists (by 11), if there were a substance
other than God it would have to be explained through some attribute of God; ·but
explanations can flow only within attributes, not from one attribute to another·; and so two
substances with an attribute in common would exist, which (by 5) is absurd. So no
substance other than God can exist; and none such can be conceived either, for if it could be
conceived it would have to be conceived as existing, and the first part of this demonstration
shows that to be absurd. Therefore, God is the only substance that can exist or be
conceived.
First corollary: God is unique, i.e. (by 6) in Nature there is only one substance, and it is
absolutely infinite.
Second corollary: An extended thing and a thinking thing are either attributes of God or (by A1)
states of God’s attributes.
15: Whatever exists is in God, and nothing can exist or be conceived without God.
14 secures that apart from God there cannot exist (or be conceived) any substance, i.e. (by
D3) any thing that is in itself and is conceived through itself. But (by D5) modes can’t exist
or be conceived without a substance ·that they are modes of·. So modes can exist only in the
divine nature, and can be conceived only through that nature. But (by A1) substances and
modes are all there is. Therefore, everything is in God and nothing can be or be conceived
without God.
Note on 15: [
This text follows Curley in numbering sections of this note, and of the note on 17 and the
Appendix, as an aid to reference.]
I. Some people imagine a God who is like a man, consisting of a
body and a mind, and subject to passions. But how far they wander from the true knowledge of
God is shown well enough by what I have already demonstrated, and I shan’t talk about them any
more. Everyone who has to any extent contemplated the divine nature denies that God is
corporeal. This is best proved from the fact that by ‘a body’ we understand a quantity that has
length, breadth, and depth, limited by some specific shape. Nothing could be more absurd than
to say this about God, i.e. about a thing that is infinite [
= ‘unlimited’]
.
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In trying to demonstrate this same conclusion by different arguments from mine, some
people clearly show that ·as well as denying that God is or has a body· they conclude that the
divine nature doesn’t in any way involve corporeal or extended substance. They maintain that the
corporeal world, ·rather than being part of God’s nature·, has been created by God. But by what
divine power could it be created? They have no answer to that, which shows clearly that they
don’t understand what they are saying.
At any rate, I have demonstrated clearly enough - in my judgment, at least - that no
substance can be produced or created by any other (see the corollary to 6 and the second note on
8). Next, I have shown (14) that God is the only substance that can exist or be conceived, and
from this I have inferred in the second corollary to 14 that extended substance is one of God’s
infinite attributes. To explain all this more fully, I shall refute my opponents’ arguments, which all
come down to these two.
II. First, they think that corporeal substance, insofar as it is substance, consists of parts.
From this they infer that it cannot be infinite, and thus cannot pertain to God. They explain this
through many examples, of which I shall mention three.
If corporeal substance is infinite, they say, let us conceive it to be divided into two parts.
If each part is finite, then an infinite is composed of two finite parts, which is absurd. If each part
is infinite, then there is one infinite twice as large as another, which is also absurd. Again, if an
infinite quantity is measured by parts each equal to a foot, it will consist of infinitely many of
them, as it will also if it is measured by parts each equal to an inch. So one infinite number will be
twelve times as great as another, which is no less absurd. Finally, suppose that from one point in
something of infinite extent two lines are extended to infinity. Although near the beginning they
are a certain determinate distance apart, the distance between them is continuously increased ·as
they lengthen·, until finally it stops being determinate and becomes indeterminable; ·which is also
absurd·. Since these absurdities follow - so they think - from the supposition of an infinite
quantity, they infer that corporeal substance must be finite and consequently cannot pertain to
God’s essence.
III. Their second argument is also drawn from God’s supreme perfection. For, they say,
God as a supremely perfect thing cannot be acted on. But corporeal substance, since it is divisible,
can be acted on; ·anything that is divisible can be pulled apart by outside forces·. So it follows that
corporeal substance does not pertain to God’s essence.
IV. These are the arguments that I find being used by authors who want to show that
corporeal substance is unworthy of the divine nature, and cannot have anything to do with it. But
anyone who is properly attentive will find that I have already replied to them, since these
arguments are based wholly on the supposition that corporeal substance is composed of parts,
which I have already (12 and corollary to 13) shown to be absurd. Anyone who wants to consider
the matter rightly will see that all those absurdities (if indeed that’s what they are) from which
they infer that extended substance is finite don’t at all follow from the supposition of an infinite
quantity, but from supposing that an infinite quantity might be measurable and composed of
finite parts. All they are entitled to infer from the absurdities they have uncovered is that infinite
quantity is not measurable and is not composed of finite parts. This is just what I have already
demonstrated above (12, etc.). So the weapon they aim at me turns against themselves. . . .
Others, imagining that a line is composed of points, know how to invent many arguments
showing that a line can’t be divided to infinity. And indeed it is just as absurd to say that corporeal
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substance is composed of bodies, or parts, as it is to say that a body is composed of surfaces, the
surfaces of lines, and the lines of points.
This must be admitted by all those who know that clear reason is infallible, and especially
those who deny that there is a vacuum. For if corporeal substance could be divided into parts that
were really distinct, why couldn’t one part be annihilated while the rest remained inter-related as
before (·thus creating a vacuum·)? Why must they all be so fitted together that there is no
vacuum? If two things are really distinct from one another ·rather than being different modes or
aspects of a single substance·, one of them can stay where it is whatever the other does. But there
isn’t any vacuum in Nature (a subject I discuss elsewhere, ·namely in my Descartes’s Principles,
part 2, propositions 2 and 3·); all the parts of Nature do have to hang together so that there is no
vacuum; so it follows that those parts are not really distinct from one another, ·i.e. that they are
not distinct things·, which is to say that corporeal substance, insofar as it is a substance, cannot be
divided. [
Spinoza means that it isn’t subject to divisions that go all the way down, so to speak - divisions that
really split it up into separate things. He does allow that corporeal substance - i.e. the entire material world - can be
divided into (for example) wet bits and dry bits, soft bits and hard bits; but none of these bits is an independent and
self-sufficient thing. Its existence consists merely in the fact that the extended world - which is God considered
under the attribute of extension - has a certain property at a certain location.]
V. Why are we by nature so inclined to divide quantity? The answer involves the fact that
we have two ways of thinking about quantity: we can think of it abstractly or superficially, which
is how we depict it to ourselves in our imagination; and we can also think of it as substance,
which is done by the intellect alone without help from the imagination. If we attend to quantity as
it is in the imagination - which we often do, finding it easy - it will be found to be finite, divisible,
and composed of parts; but if we attend to it as it is in the intellect, and conceive it insofar as it is
a substance - which we don’t do often, finding it hard - then (as I have already sufficiently
demonstrated) it will be found to be infinite, unique, and indivisible.
This will be clear enough to anyone who knows how to distinguish the intellect from the
imagination - particularly if he bears in mind that matter is everywhere the same, and that parts are
distinguished in it only through our conceiving it to have different qualities, so that its parts are
distinguished only modally but not really. [
That is: its parts have different qualities or modes, but are not
genuinely and deeply distinct things. ‘Really’ (Latin realiter) comes from the Latin res, meaning ‘thing’.]
For example, we conceive that water is divided and its parts separated from one another -
considered as water, but not considered as corporeal substance, for considered as substance it is
neither separated nor divided. Again, water considered as water can come into existence and go
out of existence, but considered as substance it can do neither. ·When water considered as water
goes out of existence, what happens at the level of substance is, roughly speaking, that an area in
the one extended substance changes from being wet to being dry·.
VI. I think this also answers the second argument - ·the one in III above· - because that is
based on the supposition that matter, insofar as it is substance, is divisible and made up of parts.
Even if this reply were not sufficient, ·the argument would not succeed, because· there is no
reason why divisibility should be unworthy of the divine nature. For (by 14) apart from God there
can be no substance by which the divine nature would be acted on, ·and so God’s being made up
of parts would not bring with it a vulnerability to a dismantling attack from the outside, so to
speak·. All things, I repeat, are in God, and whatever happens does so through the laws of God’s
infinite nature and follows (as I’ll show) from the necessity of God’s essence. So it can’t be said in
any way that God is acted on by something else, or that extension is unworthy of the divine nature
- even if it is supposed to be divisible - provided that God is granted to be eternal and infinite.
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[
In 16 and its appendages, ‘unlimited’ translates a word that often means ‘infinite’.]
16: From the necessity of the divine nature there must follow infinitely many things in
infinitely many ways i.e. everything that can fall under an unlimited intellect.
This proposition must be plain to anyone who attends to the fact that the intellect infers
from a thing’s definition a number of properties that really do follow necessarily from it (i.e.
from the very essence of the thing); and that the more reality the definition of the thing
expresses, i.e. the more reality the essence of the defined thing involves, the more
properties the intellect infers. But the divine nature has absolutely infinite attributes (by D6),
each of which also expresses an essence that is infinite in its own kind, and so from its
necessity there must follow infinitely many things in infinite ways (i.e. everything that can
fall under an unlimited intellect).
First corollary to 16: God is the efficient cause of all things that can fall under an unlimited
intellect. [
An ‘efficient cause’ is just what we today call a cause. It used to be contrasted to ‘final cause’: to assign
an event a final cause was to explain it in terms of its purpose, what it occurred for. See pages 18-19 below.]
Second corollary to 16: God is a cause through himself/itself and not an accidental cause.
Third corollary to 16: God is the absolutely first cause.
17: God acts from the laws of the divine nature alone, and isn’t compelled by anything.
I have just shown (16) that from the necessity of the divine nature alone, or (what is the
same thing) from the laws of God’s nature alone, absolutely infinite things follow; and in
15 I have demonstrated that nothing can be or be conceived without God - that all things
are in God. So there can’t be anything outside God by which God could be caused or
compelled to act. Therefore, God acts from the laws of the divine nature alone, and isn’t
compelled by anything.
First corollary to 17: There is no cause, either extrinsically or intrinsically, which prompts God
to action, except the perfection of the divine nature.
Second corollary to 17: God alone is a free cause.
God alone exists only from the necessity of the divine nature (by 11 and first corollary to
14), and acts from the necessity of the divine nature (by 17). Therefore (by D7) God alone
is a free cause.
Note on 17: I. Some people think, regarding the things that I have said follow from God’s nature
(i.e. are in God’s power), that God could bring it about that they don’t happen, are not produced
by God; from which they infer that God is a free cause. But this is tantamount to saying that God
can bring it about that the nature of a triangle doesn’t require that its three angles are equal to two
right angles, or that from a given cause the effect would not follow - which is absurd.
Further, I shall show later, without help from 17, that God’s nature doesn’t involve either
intellect or will. I know of course that many think they can demonstrate that a supreme intellect
and a free will pertain to God’s nature; for, they say, they know nothing they can ascribe to God
more perfect than what is the highest perfection in us.
Moreover, while thinking of God as actually understanding things in the highest degree,
they don’t believe that God can bring it about that all those understood things exist. For they
think that would destroy God’s power. If God had created all the things in the divine intellect
(they say), then God couldn’t have created anything more, which they believe to be incompatible
with God’s omnipotence. So these thinkers prefer to maintain that God has no leanings in any
direction, not creating anything except what God has decreed to create by some fundamental free
choice.
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But I think I have shown clearly enough (see 16) that from God’s supreme power or
infinite nature infinitely many things in infinitely many ways - i.e. all ·possible· things - have
necessarily flowed or do always follow, with the same necessity and in the same way as from the
nature of a triangle it follows from eternity that its three angles equal two right angles. So God’s
omnipotence has been actual from eternity and will remain actual to eternity. I think that this
maintains God’s omnipotence much better ·than does the view that there are things God could do
but chooses not to·.
Indeed - to be frank about it - my opponents seem to deny God’s omnipotence. For they
have to admit that God understands infinitely many creatable things which nevertheless God will
never be able to create. For creating everything that God understands to be creatable would
(according to them) exhaust God’s omnipotence and render God imperfect. To maintain that God
is perfect, therefore, they are driven to maintaining that God cannot bring about everything that
lies within the scope of the divine power. I don’t see how anything more absurd than this, or more
contrary to God’s omnipotence, could be dreamed up!
II. I shall add a point about the intellect and will that are commonly attributed to God. If
‘will’ and ‘intellect’ do pertain to the eternal essence of God, we must understand by each of
these something different from what men commonly understand by them. For the ‘intellect’ and
‘will’ that would constitute God’s essence would have to differ entirely from our intellect and
will, not agreeing with them in anything but the name. They wouldn’t match one another any
more than Sirius the ‘dog-star’ matches the dog that is a barking animal. I shall demonstrate this.
We have intellect, and what we understand through it is either earlier than the act of
understanding (as most people think) or simultaneous with it; but if the divine nature includes
intellect, it can’t be like ours in this respect, because God is prior in causality to all things (by the
first corollary to 16). ·So far from its being the case that God’s intellect represents something
because the thing exists·, the fundamental nature of things is what it is because God’s intellect
represents it in that way. So God’s intellect, conceived as constituting the divine essence, is really
the cause of the essence and of the existence of things. Some writers seem to have realized this -
the ones who have said that God’s intellect, will and power are one and the same.
Therefore, since God’s intellect is the only cause of things - of their essence as well as of
their existence - God must differ from other things both in essence and in existence. ·I shall
explain this·. Something that is caused differs from its cause precisely in what it gets from the
cause. For example, a man may be the cause of the existence of another man, but not of his
essence - ·i.e. not of the human nature that he has, not of the-possibility-of-being-human· - for the
latter is an eternal truth. So they can agree entirely in their essence, ·having the very same human
nature·. But they must differ in their existences: if one of the men goes out of existence, that need
not destroy the other’s existence. But if the essence of one could be destroyed and become false -
·that is, if it could become the case that there was no such thing as human nature, no possibility-
of-being-human· - then the essence of the other would also be destroyed.
So if something causes both the essence and the existence of some effect, it must differ in
essence and existence from the effect. But God’s intellect is the cause both of the essence and of
the existence of our intellect. Therefore God’s intellect, conceived as constituting the divine
essence, differs from our intellect both in essence and in existence and can’t agree with it in
anything but in name - which is what I said. It is easy to see that there is a similar proof regarding
God’s will and our will.
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18: God is the in-dwelling and not the going-across cause of all things.
In-dwelling because: everything that exists is in God and must be conceived through God
(by 15), and so (by the first corollary to 16) God is the cause of all things that are in God.
Not going-across because: by 14 there can’t be anything outside God ·for God to act on·.
So God is the in-dwelling and not the going-across cause of all things.
[
The expressions ‘in-dwelling- and ‘going-across’ render technical terms of Spinoza’s that are usually translated
by ‘immanent’ and ‘transeunt’ respectively. The distinction itself is plain: I am the in-dwelling cause of my hand’s
moving when I move it, and the going-across cause of the fall of the tumbler that I knock off the table.]
19: God is eternal, and all God’s attributes are eternal.
God (by D6) is a substance which (by 11) necessarily exists, that is (by 7) to whose nature it
pertains to exist . . . . and therefore (by D8) God is eternal.
Next point: God’s attributes are to be understood (by D4) as what expresses an
essence of the Divine substance. So the attributes partake of the nature of substance, and I
have already shown (7) that eternity pertains to the nature of substance. Therefore each of
the attributes must involve eternity, and so they are all eternal.
Note on 19: This proposition is also utterly clear from my way of demonstrating God’s existence
(11), for that demonstration established that God’s existence is an eternal truth just as God’s
essence is. I have also demonstrated God’s eternity in another way in my Descartes’s Principles,
Part I, proposition 19, and there is no need to repeat that here.
20: God’s existence and God’s essence are one and the same.
God is eternal and so are all of God’s attributes (by 19), that is (by D8) each of God’s
attributes expresses existence. Therefore, the attributes of God that (by D4) explain God’s
eternal essence at the same time explain God’s eternal existence, which is to say that what
constitutes God’s essence also constitutes God’s existence. So God’s existence and God’s
essence are one and the same.
First corollary to 20: God’s existence, like God’s essence, is an eternal truth.
Second corollary to 20: God is unchangeable, i.e. all of God’s attributes are unchangeable.
If they changed as to their existence, they would also (by 20) change as to their essence. . . .
which is absurd.
21: All the things that follow from the absolute nature of any of God’s attributes have
always had to exist and be infinite, and are through the same attribute eternal and infinite.
[The lengthy and extremely difficult demonstration of this is constructed in the form
‘Suppose this is false . . .’ and then trying to deduce an absurdity from the supposition. For
the first part of the proposition it takes an example of what the ‘something that is finite and
has a limited existence or duration’ might be supposed to be, and makes the first part of the
proposition stand or fall with that example. For the second part of the proposition, it again
lets everything rest on an example, indeed the same example, of something that might be
supposed not to be eternal and infinite. The demonstration also gives trouble by allowing
heavy overlap between the first and second parts of the proposition.]
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22: Anything that follows from some attribute of God when it is modified ·or enriched or
added to· by a quality which that same attribute causes to exist necessarily and to be
infinite must itself also exist necessarily and be infinite.
The demonstration of this proposition proceeds in the same way as the demonstration of 21.
[21 concerns the likes of: what follows from God’s being extended. 22 concerns the likes
of: what follows from God’s involving motion and rest; this is not extension as such,
extension considered ‘absolutely’, but it necessarily follows from extension.]
23: Every mode that exists necessarily and is infinite must have followed either from the
absolute nature of some attribute of God - ·i.e. some attribute taken all by itself· - or from
some attribute that is modified - ·or enriched or added to· - by a quality that exists
necessarily and is infinite.
A mode is in something other than itself, through which it must be conceived (by D5), that
is (by 15) it is in God alone and can be conceived only through God. So if a mode is
thought of as existing necessarily and being infinite, it must be inferred from or perceived
through some attribute of God that is conceived to express infinity and necessity of
existence. It may follow from the absolute nature of the attribute - ·the unadorned
attribute, so to speak· - or from the attribute modified or enriched or added to by some
mediating quality which itself follows from the attribute’s absolute nature and is therefore
(by 22) necessarily existent and infinite.
24: The essence of things produced by God does not involve existence.
This is evident from D1. For if something’s nature involves existence, is its own cause,
existing only from the necessity of its own nature, ·and so cannot be caused by God·.
Corollary to 24: God is the cause not only of things’ beginning to exist, but also of their
continuing to exist.
If we attend to the essence of any caused thing - not considering whether the thing actually
exists or not - we shall find that this essence involves neither existence nor duration. So
such an essence can’t be the cause either of the thing’s coming into existence or of its
staying in existence; and the only cause of both is God (by the first corollary to 14).
25: God is the efficient cause not only of the existence of things but also of their essence.
Suppose this is wrong. Then God isn’t the cause of the essence of things, and so (by A4)
the essence of things can be conceived without God. But (by 15) this is absurd. Therefore
God is also the cause of the essence of things.
Note on 25: This proposition follows more clearly from 16, which implies that from the given
divine nature both the essence of things and their existence must necessarily be inferred; and, in
brief, God must be called the cause of all things in the same sense in which God is said to be self-
caused. This will be established still more clearly from the following corollary.
Corollary to 25: Particular things are nothing but states of God’s attributes, or modes by which
[
= ‘ways in which’]
God’s attributes are expressed in a certain and determinate way.
The demonstration is evident from 15 and D5.
26: A thing that has been caused to produce an effect has necessarily been caused in this
way by God; and one that has not been caused by God cannot cause itself to produce an
effect.
[The demonstration of this is omitted.]
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27: A thing that has been caused by God to produce an effect cannot make itself be
uncaused.
This proposition is evident from A3.
28: A particular thing (i.e. a thing that is finite and has a limited existence) can’t exist or be
caused to produce an effect unless it is caused to exist and produce an effect by another
cause that is also finite and has a limited existence; and the latter can’t exist or be caused to
produce an effect unless it is caused to exist and produce an effect by yet another . . . and so
on, to infinity.
[
Somewhat simplified version of the demonstration:]
Anything that follows necessarily from
something infinite and eternal must itself be infinite and eternal; so something that is finite
and has a limited existence - i.e. a finite item that comes into existence, lasts for a while, and
then goes out of existence - can’t be an upshot or effect of something infinite and eternal.
So its source must be of the other sort, i.e. must be finite and non-eternal. And that line of
thought re-applies to the latter item, and then to its source, and so on ad infinitum. Each
finite and temporally limited item is to be thought of not as something entirely other than
God, but rather as God-considered-as-having-such-and-such-attributes-and-modes.
[
In the following note, ‘infinite modes’ replaces Latin meaning ‘certain things’, and ‘finite modes’ replaces Latin
meaning ‘other things’. In an editorial footnote Curley argues that that’s the line Spinoza meant to draw here, and
his argument is overwhelmingly convincing.
]
Note on 28: The infinite modes - i.e. the ones that follow necessarily from God’s nature alone -
had to be produced by God immediately, and the finite modes had to be produced through the
mediation of the infinite modes (though the finite modes also can’t exist or be conceived without
God). Two things follow from this: [Spinoza’s formulations of the two points are hard to follow,
but it is clear enough what they mean:- The first of them brings in the notion of
x is the proximate cause of y in x’s own kind.
The force of in x’s own kind (never mind what exactly it means) is to soften or restrict the
proximate-cause claim; and Spinoza says that this is not the proximate-cause relation between
God and the infinite modes. He insists that
God is absolutely the proximate cause of the infinite modes,
meaning that God is their proximate cause period, with no qualifications or restrictions. The
reason he gives for this is that ‘God’s effects can neither be nor be conceived without their cause
(by 15 and 24C)’. The second thing that Spinoza derives from the start of his Note on 28 is that
we should be wary of saying that God is the ‘remote’ or non-immediate or non-proximate cause
of the finite modes. It’s all right to say this if we mean only that the finite modes follow from
God’s nature through the infinite modes; but what is ordinarily meant by ‘x is a remote cause of y’
is that x and y are distinct from one another and are linked by a chain of items that are distinct
from both. And in that sense, Spinoza holds, God isn’t the ‘remote’ cause of anything.]
29: In Nature there is nothing contingent; all things have been caused by the necessity of
the divine nature to exist and produce an effect in a certain way.
Whatever exists is in God (by 15); and (by 11) God exists necessarily, not contingently.
Next, the modes of the divine nature - ·the ways in which God exists· - have also followed
from that nature necessarily (by 16) - either following from the divine nature just in itself
(by 21) or following from it considered as caused to act in a certain way (by 28). Further,
God is the cause not only of the existence of these modes (by corollary to 24) but also of
their having such-and-such causal powers. For if they hadn’t been caused by God, then (by
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26) they could not possibly have caused themselves. And conversely (by 27) if they have
been caused by God, it is impossible that they should render themselves uncaused. So all
things have been caused from the necessity of the divine nature not only to exist but to exist
in a certain way, and to produce effects in a certain way; and all of this is necessary, not
contingent. There is nothing contingent.
[At this point Spinoza inserts a note explaining in terms of his philosophy a pair of mediaeval
technical terms, the Latin of which can be translated as ‘naturing Nature’ (Nature as a cause) and
‘natured Nature’ (Nature as an effect) respectively. The distinction has attracted much attention
from scholars, but in itself it is fairly trivial, and it has no structural role in the Ethics. Spinoza
uses the terms only in 31, to which he makes no further reference anywhere in the work. The note
and that proposition are omitted from the present version, as is 30, which has almost no role
except in 31.]
32: The will cannot be called a free cause, but only a necessary one.
The will, like the intellect, is only a certain mode ·or way· of thinking. And so (by 28) each
volition - ·each act of the will· - can exist and be fit to produce an effect only if it is caused
by another cause, and this cause again by another, and so on, to infinity. So the will requires
a cause by which it is caused to exist and produce an effect; and so (by D7) it cannot be
called a ‘free’ cause but only a necessary or compelled one.
That was based on the will’s being a finite entity to which 28 applies. Suppose it is
infinite, making 28 irrelevant to it. Then it falls under 23, which means that it has to be
caused to exist and produce an effect by God - this time by God-as-having-the-infinite-and-
eternal-essence-of-thought rather than God-as-having-this-or-that-temporary-and-local-
quality. So on this supposition also the will is not a free cause but a compelled one.
Corollary to 32: God doesn’t produce any effect through freedom of the will.
Second corollary to 32: Will and intellect are related to God’s nature as motion and rest are, and
as are absolutely all natural things, which (by 29) must be caused by God to exist and produce an
effect in a certain way.
The will, like everything else, requires a cause by which it is caused to exist and produce an
effect in a certain way. And although from a given will or intellect infinitely many things
may follow, God still can’t be said on that account to act from freedom of the will, any
more than God can be said to act from ‘freedom of motion and rest’ on account of the
things that follow from motion and rest! So will doesn’t pertain to God’s nature any more
than do other natural things; it is related to God in the same way as motion and rest . . . . ·In
short: acts of the will, such as human choices and decisions, are natural events with natural
causes, just as are (for example) collisions of billiard balls. And to attribute will to God,
saying that because the cause of each volition is God (= Nature) therefore God has choices
and makes decisions, is as absurd as to suppose that God is rattling around on the billiard
table·.
33: Things could not have been produced by God in any way or in any order other than
that in which they have been produced.
All things have necessarily followed from God’s given nature (by 16), and have been caused
from the necessity of God’s nature to exist and produce an effect in a certain way (by 29).
To think of them as possibly being different in some way is, therefore, to think of God as
possibly being different; that is to think that there is some other nature that God could have
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- some other divine nature - and if such a nature is possible then it is actually instantiated,
which means that there are two Gods. But it is absurd to suppose that there could have
been two Gods. So things could not have been produced in any other way or in any other
order than they have been produced.
Note on 33: Since by these propositions I have made it as clear as day that there is absolutely
nothing in things on the basis of which they can be called contingent, I wish now to explain briefly
what we should understand by ‘contingent’ - but first, what we should understand by ‘necessary’
and ‘impossible’.
A thing is called ‘necessary’ either by reason of its essence or by reason of its cause. For
a thing’s existence follows necessarily either from its essence and definition or from a given
efficient cause. And a thing is also called ‘impossible’ for these same reasons - namely, either
because its essence or definition involves a contradiction, or because no external cause has been
caused to produce such a thing ·in which case the external causes that do exist will have been
enough to prevent the thing from existing·.
A thing is called ‘contingent’ only because of a lack of our knowledge. If we don’t know
that the thing’s essence involves a contradiction, or if we know quite well that its essence doesn’t
involve a contradiction, but we can’t say anything for sure about its existence because the order of
causes is hidden from us, it can’t seem to us either necessary or impossible. So we call it
‘contingent’ or ‘·merely· possible’.
Second note on 33: From this it clearly follows that things have been produced by God with the
highest perfection, since they have followed necessarily from a most perfect nature. God’s
producing everything there is doesn’t mean that God is in any way imperfect. The suggestion that
God could have acted differently is, as I have shown, absurd. . . .
I’m sure that many people will reject my view as absurd, without even being willing to
examine it. Of course they will! because they have been accustomed to credit God with having an
absolute will - ·i.e. with just non-causally deciding what to do· - which attributes to God a
‘freedom’ quite different from what I have taught (D7). But I am also sure that if they would
consent to reflect on the matter, and pay proper attention to my chain of our demonstrations, they
would end up utterly rejecting the ‘freedom’ they now attribute to God, not only as futile but as a
great obstacle to science. I needn’t repeat here what I said in the note on 17.
Still, to please them ·or at least meet them half-way·, I shall argue on the basis that God’s
essence does involve will, and shall still prove that it follows from God’s perfection that things
could not have been created by God in any other way or any other order. It will be easy to show
this if we consider ·two things·. First, as my opponents concede, it depends on God’s decree and
will alone that each thing is what it is; for otherwise God wouldn’t be the cause of all things.
Secondly, all God’s decrees have been established by God from eternity; for otherwise God would
be convicted of imperfection and inconstancy. But since in eternity there is neither when, nor
before, nor after, it follows purely from God’s perfection that God could never have decreed
anything different. It is a mistake to think of God as having existed for a while without making
any decrees and then making some.
The opponents will say that in supposing God to have made another nature of things, or
supposing that from eternity God had decreed something else concerning Nature and its order,
one isn’t implicitly supposing any imperfection in God.
Still, if they say this, they will ·have to· concede also that God’s decrees can be changed
by their maker. Their supposition that God could have decreed Nature and its order to be
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different from how they actually are involves supposing that God could have had a different
intellect and will from those that God actually has; and they - ·the opponents· - hold that this
could have been the case without any change of God’s essence or of God’s perfection. But if that
is right, why can’t God now change God’s decrees concerning created things while remaining just
as perfect? ·It is absurd to suppose that God can do this - e.g. that from now on the laws of
physics will be slightly different every second Tuesday - but my opponents have left themselves
with no basis for ruling this out as the absurdity that it really is·. . . .
Therefore, since things could not have been produced by God in any other way or any
other order, and since the truth of this follows from God’s supreme perfection, we have to accept
that God willed to create all the things that are in God’s intellect, with the same perfection with
which God understands them.
The opponents will say that there is no perfection or imperfection in things: what is to
count in things as making them perfect or imperfect, and thus called ‘good’ or ‘bad’, depends only
on God’s will. So God could have brought it about, simply by willing it, that what is now
perfection would have been the greatest imperfection, and conversely that what is now an
imperfection in things would have been the most perfect. ·Thus the opponents·. But God
necessarily understands what God wills; so what the opponents say here is tantamount to saying
outright that God could bring it about through an act of will that God understands things in a
different way from how God does understand them. And this, as I have just shown, is a great
absurdity. . . .
I confess that this opinion that subjects all things to a certain unguided will of God and
makes everything depend on God’s whim is nearer the truth than the view of those who maintain
that God does all things for the sake of the good. For the latter seem to suppose something
outside God, something not depending on God, to which God in acting attends as a model and at
which God aims as at a goal. This is simply to subject God to fate [
Latin fatum, here = ‘something
independently fixed and given’]
. Nothing more absurd can be maintained about God - shown by me to
be the first and only free cause of the essence of all things and of their existence. I shan’t waste
any more time refuting this absurdity.
34: God’s power is God’s essence itself.
It follows purely from the necessity of God’s essence that God is the cause of God (by 11)
and (by 16 and its corollary) the cause of all things. So God’s power, by which God and all
things exist and act, is God’s essence itself.
35: Whatever we conceive to be in God’s power, necessarily exists.
Whatever is in God’s power must (by 34) be so related to God’s essence that it necessarily
follows from it, and therefore necessarily exists.
36: Nothing exists from whose nature some effect does not follow.